Neiman & Associates Financial Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides personalized financial planning and investment management to individuals, high‑net‑worth clients, families, trusts, estates and small businesses. Offerings include comprehensive and one‑time plans, hourly consultations, retainer engagements that can combine planning, implementation and tax‑preparation, and access to managed‑account solutions.
Investment advice emphasizes globally diversified portfolios implemented primarily with mutual funds and ETFs, using a core‑and‑satellite strategic asset‑allocation approach with tactical adjustments available through certain managed‑account strategies. All assets reported under management are handled on a non‑discretionary basis—clients retain final trade approval—while the firm also uses third‑party managed‑account platforms where those platform sponsors and strategists may exercise investment discretion.
Distinctive features include the firm’s role as sponsor of a wrap fee program, which bundles transaction costs into a single advisory fee, and the provision of fee‑based educational seminars and workshops and standalone tax‑preparation services, offerings that are uncommon among peers. The firm discloses its institutional custodian relationship and receipt of platform benefits and explains how managed‑account and platform fees are allocated to address potential conflicts of interest.
Client services
Expertise
Fee options
$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.75% $5,000,001+: 0.50%
$375 per hour with a 3-hour minimum for financial planning consultations/projects.
Minimum fee: Annual retainer fees ranging from $5,000 to $50,000 Fee-only: Financial planning fees on hourly basis at $375/hour with a 3-hour minimum; One-time consultations $2,250 for single, $2,850 for couples; Retainer fees $5,000 to $50,000 annually; Tax preparation fees $600 to $2,500.
Main office
Watertown MA
Advisors at this office
1
Most active in
Massachusetts
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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