NEK Financial Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
NEK Financial Inc provides discretionary investment management for individuals, family clients, IRAs, corporate entities, trusts and other legal business entities, tailoring portfolios to each client’s objectives and risk profile. The firm is newly established as an advisory service and requires a minimum account size to employ its hedged trading approach.
The firm’s investment approach centers on options trading—primarily selling time-positive, delta-neutral strategies on cash indices (and related ETFs)—with analysis that combines charting, technical, monetary and cyclical methods and daily or weekly rebalancing. NEK bills clients on a performance-fee basis tied to quarterly net profits rather than charging traditional percentage-of-AUM advisory fees and operates with full trading authority on client accounts.
Noteworthy features for a small, initial advisory firm include its institutional-style options strategy and a governance model that emphasizes performance-only compensation and discretionary execution, rather than custody or asset-based billing. The firm’s policies also limit client-imposed trading restrictions, do not provide routine proxy voting, and require direct client billing rather than account debits, which may differ from more typical investment-manager practices.
Client services
Expertise
Fee options
15% of net profit for a given calendar quarter, charged only to qualified clients with a $1.1M+ AUM or $2.2M net worth, billed quarterly, fees charged only if quarter shows net profit with a high-water mark provision
Account minimum: $200,000
Main office
Irving TX
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)