A complete list of active advisors currently associated with NEOKAI Capital

Warmer can help you find a great advisor at NEOKAI Capital or one who fits your needs even better.

Neokai Capital advises individuals — including high-net-worth clients — as well as corporations and other business entities, providing ongoing discretionary portfolio management and periodic investment reviews. The firm documents each client’s situation and objectives in an Investment Policy Statement and implements tailored asset allocation and security selection consistent with those IPSs. The firm combines fundamental analysis, modern portfolio theory, and quantitative methods to construct portfolios and pursues both long- and short-term trading approaches. Notably, Neokai employs margin (borrowing) and options/derivative strategies in separately managed accounts, and manages accounts on a discretionary basis with documented risk tolerances — practices that are less common among similar supported firms. Neokai is relatively modest in scale, operating with three advisors and managing assets for roughly 130 clients, and it requires clients to use specified custodians (Charles Schwab or Interactive Brokers), which can influence trade execution and access to custodial research. The brochure also discloses the firm’s acceptance of soft-dollar research benefits and its stated policies on fair allocation of opportunities across client accounts.

To learn more about the advisors currently working at NEOKAI Capital, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.