Neptune Wealth
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Neptune Wealth serves retail and high‑net‑worth individuals, businesses, and other registered investment advisers, offering investment advisory services, financial planning, model portfolios, outsourced CIO (OCIO) arrangements, and consulting. The firm provides both discretionary and non‑discretionary asset management alongside web‑based financial planning and project consulting engagements.
Neptune tailors portfolios to client‑provided financial plans, applying a top‑down macro allocation framework together with bottom‑up fundamental analysis for active equity selections and a range of model strategies from conservative to aggressive. Advisors incorporate AI research tools (Aiime and Anthropic Claude) to support market and planning analysis and deliver model portfolios to third‑party intermediaries and managed‑account platforms.
Noteworthy features include a disclosed affiliation with a related real estate brokerage entity and a business model that places emphasis on consulting to other advisers—providing model portfolios and OCIO services—which is relatively uncommon for a firm of Neptune’s size and roughly $35.5 million in assets under management. The firm does not maintain custody of client assets, will not accept proxy‑voting authority, and updates financial plans only upon client request, which may affect expectations about ongoing engagement.
Client services
Expertise
Fee options
Financial planning fixed fees range from $300 to $3,000; financial consulting fixed fees typically range from $2,500 to $25,000; model portfolios fixed monthly fees range from $2,500 to $25,000
$0 - $250,000: 1.25% $250,001 - $500,000: 1.00% $500,001 - $2,000,000: 0.90% $2,000,001 - $3,000,000: 0.80% $3,000,001 - $5,000,000: 0.70% $5,000,001+: Negotiable
Financial consulting hourly rates from $100 to $350
Minimum fee: Financial planning fixed fees range from $300 to $3,000; Financial consulting fixed fees range from $2,500 to $25,000; Model portfolios fixed monthly fees range from $2,500 to $25,000 Fee-only: Financial consulting hourly rates $100 - $350; fixed fees $2,500 - $25,000; basis point fees 0.0% to 1.0% per annum; financial planning fixed fees $300 to $3,000; model portfolios fixed monthly fees $2,500 to $25,000; model portfolios AUM fees 0.00% to 1.0% per annum
Main office
190 Bilmar Dr., Suite 150
Pittsburgh PA 15205, United States
Most active in
Florida · Pennsylvania · Wisconsin
Also doing business as
Neptune Advisory Solutions LLC · Neptune Advisory, LLC · Neptune Wealth
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Jason K
Series 63, Series 66
St. Petersburg, FL
Neptune Wealth
Jason Kaplan is a financial advisor with Neptune Wealth in St. Petersburg, FL, holding Series 63 and Series 66 licenses and two years of industry experience. His prior roles include positions at Northwestern Mutual Wealth Management Company and Continum Wealth Partners. Neptune Wealth serves retail and high-net-worth individuals, businesses, and other registered investment advisers by providing investment advisory services, financial planning, model portfolios, outsourced CIO arrangements, and consulting. The firm uses a combination of top-down macro allocation and bottom-up fundamental analysis, incorporating AI research tools to support its investment process.
Mark S
CFP®, Series 63, Series 65
Pewaukee, WI
Neptune Wealth
Mark Strey is a CFP® professional with 13 years of experience in financial advising. He currently works at Neptune Wealth and has held prior positions at Annex Wealth Management and Mutual of Omaha. Outside of advising, he owns Integrated Tax Prep & Planning, LLC, a seasonal tax preparation business. Neptune Wealth serves retail and high-net-worth individuals, businesses, and other registered investment advisers by providing investment advisory services, financial planning, and outsourced CIO arrangements. The firm uses a top-down macro allocation framework combined with fundamental equity analysis and incorporates AI research tools to support market and planning analysis.
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