Neuenschwander Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$173,155,760
Clients
196
Advisors
3
of 5 employees
About
Neuenschwander Asset Management provides wealth management to individuals, high-net-worth clients, trusts, nonprofit organizations, small businesses and participant-directed retirement plans, offering investment management, personal financial planning and retirement plan advisory services. The firm typically manages client assets on a discretionary basis and works with third‑party administrators and plan sponsors to implement retirement plan solutions.
The firm’s investment approach emphasizes long‑term, buy‑and‑hold strategies grounded in Modern Portfolio Theory and diversified asset allocation, implemented primarily through passively managed, no‑load index mutual funds and ETFs and documented in written Investment Policy Statements. NAM uses portfolio modeling and Monte Carlo simulation tools in financial planning, may retain existing individual securities for tax or personal reasons, and conducts continuous monitoring with periodic rebalancing and annual reviews.
NAM’s profile includes several operational and affiliation features that differ from many peers: its advisory team includes multiple professionals with CPA and CFP credentials, it partners with a delegated retirement‑plan manager and uses Dimensional Fund Advisors’ tools and referral network, and it generally directs clients to institutional custody platforms as part of its service arrangements. The firm also does not vote client proxies and maintains a policy that households retain any lower fee tier once achieved, practices that are less common among similar advisors.
Client services
Expertise
Fee options
$0 - $199,999: 1.85% $200,000 - $499,999: 1.25% $500,000 - $999,999: 1.00% $1,000,000 - $1,999,999: 0.90% $2,000,000 - $2,999,999: 0.80% $3,000,000 - $3,999,999: 0.70% $4,000,000 - $4,999,999: 0.60% $5,000,000+: 0.50%
Main office
4893 Larson Beach Rd
McFarland WI 53558
Advisors at this office
3
Most active in
Texas · Wisconsin
Also doing business as
Neuenschwander Asset Management · Neuenschwander Asset Management, LLC · Neuenschwander, Roy Ernest · Roy Neuenschwander, Cpa
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Roy N
Series 65
McFarland, WI
Neuenschwander Asset Management, LLC
Roy Neuenschwander is a Series 65-registered financial advisor with 17 years of industry experience. He has been with Neuenschwander Asset Management, LLC since 2003. Neuenschwander Asset Management provides wealth management services to individuals, high-net-worth clients, trusts, nonprofit organizations, small businesses, and participant-directed retirement plans. The firm uses a long-term, buy-and-hold investment approach based on Modern Portfolio Theory, primarily employing passively managed index funds and ETFs, and incorporates portfolio modeling and Monte Carlo simulations in its financial planning process.
Timothy N
CFP®, Series 65
McFarland, WI
Neuenschwander Asset Management, LLC
Timothy Neuenschwander is a CERTIFIED FINANCIAL PLANNER™ professional with 17 years of experience and has been with Neuenschwander Asset Management, LLC since 2007. He holds the CFP® designation and Series 65 license. Outside of his advisory work, he is a managing member of a residential real estate business in McFarland, WI. Neuenschwander Asset Management provides wealth management services to individuals, high-net-worth clients, trusts, nonprofit organizations, small businesses, and participant-directed retirement plans. The firm employs a long-term, buy-and-hold investment approach based on Modern Portfolio Theory, using diversified allocations primarily through passively managed index funds and ETFs, and offers comprehensive financial planning and retirement advisory services.
James M
CFP®, Series 65
McFarland, WI
Neuenschwander Asset Management, LLC
James Murphy III is a CFP® and Series 65-registered advisor with Neuenschwander Asset Management, LLC, where he has worked since 2008, accumulating 18 years of industry experience. In addition to his advisory role, he is a co-owner and member of Pin High Properties, LLC, a residential rental property business in Oregon, Wisconsin. Neuenschwander Asset Management provides wealth management services to individuals, high-net-worth clients, trusts, nonprofit organizations, small businesses, and participant-directed retirement plans. The firm employs a long-term, buy-and-hold investment approach based on Modern Portfolio Theory and diversified asset allocation, primarily using passively managed index funds and ETFs.
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