Neville, Rodie & Shaw Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$1,807,398,882
Clients
320
Advisors
5
of 13 employees
About
Neville, Rodie & Shaw provides discretionary and non-discretionary investment management and separately managed accounts for individuals (including high net worth clients), trusts, charitable organizations, foundations, endowments, qualified retirement plans, and other institutions. The firm’s brochure emphasizes continuous investment counseling and portfolio management for long-only accounts and does not describe offering standalone financial planning reports or services.
The firm’s investment process centers on fundamental equity analysis, long-term holding periods, and a balanced use of common stocks, fixed income, mutual funds, and ETFs, with portfolios tailored to client objectives, restrictions, and tax considerations and reviewed in weekly investment committee meetings. For clients with concentrated equity positions, NRS may establish a designated sleeve managed by an unaffiliated subadviser that implements options-based collar and other hedging strategies, and the brochure details the additional subadvisory fees and tax and liquidity risks associated with those strategies.
Compared with many peers, NRS manages roughly $2.0 billion of regulatory AUM with a small advisory team, producing a relatively high AUM-per-advisor profile, and maintains a generally high account minimum policy described in the brochure. The firm also discloses it may compensate third parties for client referrals (a paid-referral/endorsement-type arrangement), and it delegates certain hedging sleeves to unaffiliated subadvisers while expressly disclosing the attendant costs, execution, and tax risks.
Client services
Expertise
Fee options
Certain relationships may be charged a fixed fee or different fee schedule based on AUM percentage ranging from 0.20% to 1.45%.
$0 - $5,000,000: 1.00% $5,000,000 - $10,000,000: 0.75% $10,000,000 - $25,000,000: 0.50% $25,000,000+: 0.40%
Account minimum: $1,000,000
Main office
200 Madison Ave
New York NY 10016-3903
Advisors at this office
5
Most active in
California · Colorado · Connecticut · Delaware · Florida · Georgia · Louisiana · Maryland · Massachusetts · Montana · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Vermont · Virginia · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Reed C
New York, NY
Neville, Rodie & Shaw Inc
Reed Choate is a financial advisor with Neville, Rodie & Shaw Inc., where he has worked for 15 years. He holds 13 years of industry experience. Neville, Rodie & Shaw provides discretionary and non-discretionary investment management and separately managed accounts for individuals, trusts, charitable organizations, foundations, endowments, qualified retirement plans, and other institutions. The firm’s investment approach focuses on fundamental equity analysis, long-term holding periods, and balanced portfolios tailored to client objectives, reviewed regularly by an investment committee.
Mark T
CFA®
New York, NY
Neville, Rodie & Shaw Inc
Mark Traver is a CFA® charterholder with 13 years of industry experience. He has been with Neville, Rodie & Shaw Inc. since 2000 and is based in New York, NY. Neville, Rodie & Shaw provides discretionary and non-discretionary investment management and separately managed accounts for individuals, trusts, charitable organizations, foundations, endowments, qualified retirement plans, and other institutions. The firm’s investment approach focuses on fundamental equity analysis, long-term holding periods, and a balanced allocation across asset classes tailored to client objectives and constraints.
Neil N
New York, NY
Neville, Rodie & Shaw Inc
Neil Nejame is a financial advisor at Neville, Rodie & Shaw Inc with five years of industry experience. He has been affiliated with Neville, Rodie & Shaw Inc since 1993. Neville, Rodie & Shaw provides discretionary and non-discretionary investment management and separately managed accounts for individuals, trusts, charitable organizations, foundations, endowments, qualified retirement plans, and other institutions. The firm focuses on fundamental equity analysis, long-term holdings, and a balanced use of common stocks, fixed income, mutual funds, and ETFs, tailoring portfolios to client objectives and reviewed regularly by an investment committee.
Sheila S
Series 65
New York, NY
Neville, Rodie & Shaw Inc
Sheila Scott is a financial advisor at Neville, Rodie & Shaw Inc with 6 years of industry experience. She holds the Series 65 designation and has been with Neville Rodie & Shaw since 2015. Outside of her advisory work, she serves as a board member of 51 Fifth Avenue Owners Corp, where she has been involved in managing building-related matters for over two decades. Neville, Rodie & Shaw Inc provides discretionary and non-discretionary investment management and separately managed accounts for individuals, trusts, charitable organizations, foundations, endowments, qualified retirement plans, and other institutions. The firm focuses on fundamental equity analysis, long-term holdings, and balanced portfolios tailored to client objectives, with investment decisions reviewed weekly by an internal committee.
Jeffrey C
Series 63, Series 65
New York, NY
Neville, Rodie & Shaw Inc
Jeffrey Coe is a financial advisor at Neville, Rodie & Shaw Inc with 12 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Neville, Rodie & Shaw since 2011. Outside of his advisory role, he serves on the investment committee of Burke Rehabilitation Hospital, assisting with oversight of the foundation’s investment portfolio. Neville, Rodie & Shaw provides discretionary and non-discretionary investment management and separately managed accounts for individuals, trusts, charitable organizations, foundations, endowments, and qualified retirement plans. The firm’s investment approach focuses on fundamental equity analysis and long-term holding periods, employing a balanced mix of equities, fixed income, mutual funds, and ETFs tailored to client objectives and reviewed regularly by its investment committee.
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