New Heights Planning
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
New Heights Planning provides discretionary investment management and comprehensive financial planning to individual and high-net-worth clients. The firm manages roughly $73 million in discretionary assets across a small number of client relationships, reflecting a concentrated client roster rather than a broad retail base.
The firm’s investment process combines Modern Portfolio Theory and fundamental analysis to build asset allocations and written investment policy statements that align with clients’ goals and risk tolerances. It frequently implements portfolios through selected independent managers, conducting due diligence and ongoing monitoring of those managers and acting as a fiduciary when advising retirement accounts.
Noteworthy aspects include the relatively high assets-per-client profile compared with many independent advisers and the inclusion of an initial comprehensive financial plan within the advisory engagement without a separate planning fee. The firm does not aggregate client trades into block orders, does not take custody of client assets, and relies on major custodians (including Charles Schwab and Fidelity) for execution while receiving custodial research and services that can create soft-dollar considerations.
Client services
Expertise
Fee options
Legacy clients may be subject to legacy fixed fees (specific amounts not stated).
$0 - $1,200,000: 1.20% $1,200,000.01 - $5,000,000: 0.60% $5,000,000.01+: 0.40%
Account minimum: $16,200 per household (minimum fee, may be reduced or waived at Advisor’s discretion) Minimum fee: $16,200 per household, may be reduced or waived at Advisor’s discretion Fee-only: Fee based on percentage of assets under management plus minimum fee; financial planning included at no additional charge.
Main office
540 Heights Boulevard, Suite 207
Houston TX 77007
Advisors at this office
1
Most active in
Louisiana · Texas
Also doing business as
New Heights Planning · New Heights Planning, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")