New Horizon Asset Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
New Horizon Asset Management is a small independent investment adviser that provides portfolio management, retirement planning, estate planning and insurance-related advice to individuals, pension and profit-sharing plans, charitable institutions, trusts, estates, corporations and other business entities. Its brochure discloses approximately $65 million managed on a discretionary basis and notes that advisory fees are charged as a percentage of assets and collected through the client’s custodian.
The firm employs both long- and short-term security selection and uses charting, fundamental, technical and cyclical analysis when evaluating investments, covering equities, debt securities, certificates of deposit and mutual funds. It operates with discretionary trading authority through a custodian relationship, performs monthly reviews of accounts and delivers an annual written summary to clients.
A distinctive feature is that the firm’s principal is also registered as an insurance agent in Arkansas, and the brochure includes insurance advice and standalone consultations alongside traditional investment management. As a solo adviser, the firm requires the use of Schwab Institutional with a limited power of attorney for fee collection and supplements internal oversight with an outside compliance consultant.
Client services
Expertise
Fee options
1.00% to 1.50% (negotiated)
$100.00 per hour for consultations
Main office
1700 Malvern Avenue
Hot Springs AR 72901
Advisors at this office
1
Most active in
Arkansas
Also doing business as
Capital Financial Advisors · Capital Financial Advisors, Inc. · New Horizon Asset Management · New Horizon Asset Management, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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