Newcomb Financial Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,905,284
Clients
14
36% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
14
TypicalAverage account size
$993,235
About
Newcomb Financial Advisors provides fee-only financial planning and investment management to individuals, trusts, estates and small businesses, offering one-time comprehensive plans, ongoing asset management, and limited-scope hourly advice. As of March 2025 the firm manages roughly $13.9 million for 14 clients, with nearly all assets managed on a discretionary basis.
The firm’s investment process emphasizes strategic asset allocation using a core-and-satellite approach—passively managed index funds and ETFs as the core with actively managed satellite funds where appropriate—and documents objectives in written Investment Policy Statements. Portfolios are globally diversified, trades are executed under limited powers of attorney, and client accounts are reviewed at least quarterly while advice integrates cash flow, tax planning and estate considerations.
Noteworthy operational choices include a strict fee-only model (no commissions or product sales), a business-continuation agreement to address loss or disability of key personnel, and a policy of not voting client proxies or providing tax preparation services. The firm’s small client roster and near-total discretionary management result in a higher advisor-to-client ratio and relatively hands-on oversight compared with many peers in the independent solo-advisor category.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
General tax planning
College savings (529s, UTMA, etc.)
Passive / index investing
Fee options
Typical financial planning fee is $1,500, billed in two installments ($500 upon signing, $1,000 upon plan delivery).
$0 - $250,000: 1.00% $250,001 - $500,000: 0.85% $500,001 - $1,000,000: 0.70% $1,000,001+: 0.60%
$250 per hour for limited scope hourly planning engagements.
Fee-only: Fee-only financial planning and investment management; no commissions accepted.
Main office location
Newcomb Financial Advisors, LLC
1340 Environ Way, Suite 13402
Chapel Hill NC 27517, United States
Number of offices
1
Most active in
Newcomb Financial Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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