N
Newell Financial Services
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Newell Financial Services is a Colorado‑registered investment adviser that provides portfolio management to individuals — including high‑net‑worth individuals — as well as pension and profit‑sharing plans and businesses. The firm constructs and monitors portfolios using individual stocks, ETFs, mutual funds and model portfolios available on custodial platforms, and performs ongoing reviews to align holdings with clients’ objectives.
The firm combines fundamental and technical analysis (including charting) with strategic asset allocation and model‑based inputs, and may employ either long‑term or short‑term trading depending on market conditions. NFS generally operates with discretionary trading authority and conducts at least annual reviews, inviting clients to meet annually to reassess suitability and objectives.
The brochure discloses that certain supervised persons are licensed insurance agents and may receive commissions when acting in that capacity, a potential conflict of interest that the firm highlights and which is relatively uncommon among peers. The firm is operated by a single investment professional who also serves as chief compliance officer and holds CLU and ChFC designations, and — despite listing high‑net‑worth individuals among its client types — reported zero discretionary and non‑discretionary assets under management as of December 26, 2025.
Client services
Portfolio management
Expertise
Wealth management
Active portfolio management
Fee options
0.45% annually (flat annualized fee)
Commissions earned on insurance products sold by representatives who are licensed insurance agents
Account minimum: $100,000 (may be waived in the Firm’s discretion)
Main office location
Newell Financial Services
8000 E Prentice Ave., Suite B 8
Greenwood Village CO 80111, United States
Number of offices
1
Most active in
Newell Financial Services has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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