Newleaf Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$29,804,037
Clients
22
Advisors
1
of 1 employees
About
NewLeaf Wealth Management, LLC provides discretionary and non-discretionary investment management and consulting for individuals, trusts, corporate and not‑for‑profit retirement plans, and charitable institutions, including foundations and endowments. Its consulting services explicitly include analysis, selection and monitoring of money managers and guidance on retirement programs such as 401(k), 403(b), profit sharing, pension plans, SEPs and IRAs.
The firm’s investment approach is grounded in asset allocation and diversification across mutual funds, ETFs, closed‑end funds, individual securities, fixed income and alternative investments, with portfolio construction informed by manager screening, fund research and ongoing performance monitoring. Portfolios are tailored to each client’s written investment policy and may be managed on a discretionary or non‑discretionary basis, with risk managed through allocation between equities and fixed income and periodic reviews.
Distinctive features include a substantial non‑discretionary advisory relationship with retirement plan sponsors—approximately $100.3 million advised for 401(k)/403(b) plans—relative to $39.7 million in discretionary AUM, and an explicit client focus that includes charitable organizations and pension consulting, services that are less common among peer independent firms. The firm also discloses participation in institutional custody programs and the use of third‑party research and manager selection criteria to support its plan‑sponsor and institutional consulting work.
Client services
Expertise
Occupation focus
Fee options
Fixed fee assignments billed on scheduled basis as agreed upon with each client.
$0 - $1,000,000: 1.00% annually (0.25% per quarter) $1,000,000 - $5,000,000: 0.50% annually (0.125% per quarter) $5,000,000+: 0.25% annually (0.0625% per quarter)
Hourly fees range from $125 - $250 per hour
Account minimum: $200,000 Minimum fee: Minimum quarterly fee of $625 Fee-only: Fees charged on percentage of assets basis, hourly fees, and fixed fees as agreed by client.
Main office
San Ramon CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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