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Newman Ladd Capital Advisors, LLC.

Updated today

Client assets under management

$108,088,103

Clients

206

10% high-net-worth

Advisors

2

of 2 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

103

Very High

Average account size

$524,700

About

Newman Ladd Capital Advisors provides investment supervisory and portfolio management services to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, estates, charitable organizations, and business entities. Services include written investment recommendations, quarterly statements and reports, and periodic client meetings, with advisory fees billed as a percentage of assets under management.

The firm’s investment process draws on fundamental and cyclical methods to evaluate securities and construct portfolios, and it conducts ongoing account monitoring with formal reviews at least monthly and written quarterly performance reporting. Adviser custody, brokerage recommendations, and trade execution are guided by a best‑execution standard and the firm may consider research or other soft‑dollar benefits provided by recommended broker‑dealers.

A distinguishing feature is that firm principals maintain outside industry roles: a principal is licensed to practice law and other principals are registered representatives of a broker‑dealer (Leigh Baldwin & Co., LLC), and the brochure discloses that these representatives may offer commissionable investment products and document related conflicts of interest. The firm also discloses a past SEC disciplinary matter (a 2021 fine for failure to provide Form CRS), which is an atypical disclosure relative to many peers.

Client services

Financial planning Portfolio management

Expertise

Wealth management General retirement planning

Occupation focus

Attorney Founder/Business Owner

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Fee options

Percentage

$50,000 - $250,000: 1.5% Next $250,001 - $1,000,000: 1.25% Next $1,000,001 - $2,000,000: 1.00% Next $2,000,001 - $22,000,000: 0.75%

Commissions

Commissions from sale of investment products are possible but are not the primary source of compensation.

Other

Account minimum: $50,000

Main office location

Newman Ladd Capital Advisors, LLC.

5100 West Genesee Street

Camillus NY 13031, United States

Number of offices

2

Most active in

Florida · New York · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Quick links

Advisors at this firm

user avatar

Jack I

Series 66

Camillus, NY

Newman Ladd Capital Advisors, LLC.

Jack Irwin is a financial advisor at Newman Ladd Capital Advisors, LLC with a Series 66 designation and two years of industry experience. His prior experience includes roles at Deloitte and Leigh Baldwin & CO., LLC. Outside of his advisory work, he serves as a board member of the Notre Dame Club of Central New York/Syracuse and as treasurer on the board of Paige's Childhood Cancer Fund, a nonprofit organization. Newman Ladd Capital Advisors provides investment supervisory and portfolio management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations, and business entities. The firm uses fundamental and cyclical analysis in its investment process and typically manages client accounts on a discretionary basis with regular reviews and detailed reporting.

Wealth management General retirement planning Attorney Founder/Business Owner
user avatar

Andrew M

Series 63, Series 65

Camillus, NY

Newman Ladd Capital Advisors, LLC.

Andrew Moen is a financial advisor with Newman Ladd Capital Advisors, LLC, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. He has been with Newman Ladd Capital Advisors since 2005 and with Leigh Baldwin & Co., LLC since 2007. Outside of his advisory role, Moen is a partner at Moen & Thurston, a law firm. Newman Ladd Capital Advisors provides investment supervisory and portfolio management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm’s investment approach uses fundamental and cyclical analysis, managing accounts primarily on a discretionary basis with regular reviews and detailed reporting.

Wealth management General retirement planning Attorney Founder/Business Owner
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