NextGen Financial Advice LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$8,629,578
Clients
47
Advisors
1
of 1 employees
About
NextGen Financial Advice LLC is a state-registered independent investment adviser that provides portfolio management and financial planning to individuals, high-net-worth households, small businesses, and non-profit organizations. Services described in the brochure include continuous, tailored investment management, written financial plans, and business consulting such as retirement plan design and participant education for employer-sponsored plans.
The firm develops client-specific investment policies and generally implements portfolios informed by Modern Portfolio Theory, using a mix of passive funds and selective active manager allocations; accounts under management are reviewed at least quarterly. It offers discretionary management (including for certain held-away retirement accounts via a third-party platform to avoid custody) and delivers planning through one-time engagements, hourly work, or ongoing subscription arrangements.
Several practices are uncommon for similarly categorized independent advisers: the firm sponsors a wrap-fee program, serves as a 3(21) investment adviser to small-business 401(k) plan sponsors and provides pension consulting and participant education, and highlights special-needs planning services with an emphasis on families affected by autism spectrum disorder; it also excludes my529 assets from its fee schedule and ties financial-planning discounts to advisory-fee thresholds. The brochure discloses a 2018 temporary restraining order related to an alleged employment-agreement violation that was settled and was not product-related or tied to client complaints.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Fixed financial planning fees ranging from $100 to $5,000 based on complexity and scope.
$0 - $499,999: 1.20% $500,000 - $999,999: 1.10% $1,000,000 - $1,999,999: 0.95% $2,000,000 - $5,000,000: 0.85% $5,000,000+: 0.75%
Hourly financial planning fee of $200 per hour, billed in 15-minute increments, with a minimum fee of $100 for the first 30 minutes.
Subscription financial planning services offered monthly between $50 and $400/month, paid in arrears.
Fee-only: Financial Planning fees charged as initial fixed fees ($100-$5,000), hourly ($200/hour with $100 minimum), or subscription ($50 to $400/month). Discounts of 50% or 100% on planning fees apply above certain total advisory fee thresholds.
Main office
Elko New Market MN
Advisors at this office
1
Most active in
Minnesota
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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