NFI Advisors, Inc.

NFI Advisors is a small SEC-registered investment adviser that primarily serves individual (non‑high‑net‑worth) clients, as well as trusts, estates and a private investment fund client base. The firm provides discretionary portfolio management, assistance with selecting other advisers, and acts as general partner to private investment funds.

Its investment approach is tailored to client objectives and implemented on a discretionary basis, using model portfolios, laddered U.S. Treasury bond allocations and options strategies. The firm offers an options-based Hedge Strategies program for accredited investors and writes puts and calls as part of its trading toolkit, while the funds it manages are subject to management fees and performance allocations.

What is distinctive for a firm of this size is that it sponsors and serves as adviser and general partner to multiple private funds (including NFI Capital Partners, L.P., NFI Income Strategies Fund, L.P., and NFI S&P 500 Plus, L.P.), and manages pooled vehicles alongside individual accounts. The firm is also affiliated with an accounting and tax practice (Norris Financial) and its advisors hold insurance licenses, creating overlapping services and disclosed conflicts that clients should consider; the adviser operates with two advisors, roughly $41.7 million in discretionary AUM and a relatively small client base.