A complete list of active advisors currently associated with NGC Financial, LLC

Warmer can help you find a great advisor at NGC Financial, LLC or one who fits your needs even better.

NGC Financial provides fee‑based investment advisory and financial planning services primarily for individual and high‑net‑worth clients, and offers advice related to retirement and employer plan options for businesses. The firm works with a range of account types including IRAs, SEPs, 401(k)s, 403(b)s and other qualified plans. The adviser uses a tactical asset‑allocation approach aimed at reducing risk and pursuing improved performance, employing mutual funds, ETFs, individual securities, municipal and U.S. government bonds, annuities, variable life products and interests in real‑estate partnerships. Portfolios are managed on a non‑discretionary basis, monitored on an ongoing basis and rebalanced when deemed appropriate, with fund selection often informed by manager tenure and career performance. What distinguishes the firm from many peers is its mix of roles and services: the principal and the firm are dually registered with a broker‑dealer and FINRA, the principal maintains a CPA practice and is a licensed insurance agent, and the firm may receive commissions for certain insurance and securities transactions—conflicts the brochure describes and says will be disclosed and managed. The firm also uses a third‑party custodian/clearing broker (Altruist), does not aggregate client trades, and reports all advisory assets as managed on a non‑discretionary basis.

To learn more about the advisors currently working at NGC Financial, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.