A complete list of active advisors currently associated with NGC Financial, LLC

Warmer can help you find a great advisor at NGC Financial, LLC or one who fits your needs even better.

NGC Financial, LLC provides fee-based investment advisory and financial planning services primarily to individuals and high‑net‑worth clients and also offers advice to businesses on employer retirement plans. The firm delivers portfolio management and securities execution while custodial and clearing services are provided by a third‑party custodian. The firm follows a customized, tactical allocation approach that uses CDs, mutual funds, ETFs, annuities, municipal securities, variable life insurance and selective individual securities to adjust sector weightings and manage risk. Accounts are managed on a non‑discretionary basis, monitored regularly, and rebalanced or re‑optimized as deemed appropriate. The firm is distinctive among solo independent advisers in maintaining an affiliation with a FINRA‑registered broker‑dealer and operating in a registered representative capacity, including the potential to receive commissions and to sell insurance products, while also having an affiliated tax and accounting practice; the principal devotes roughly one‑third of their time to tax and accounting services. It reports that all assets are managed non‑discretionarily (about $71.9 million as of June 30, 2026), discloses the resulting conflicts of interest, and notes operational practices such as not aggregating client trades.

To learn more about the advisors currently working at NGC Financial, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.