NGP Financial Planning, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
NGP Financial Planning, LLC is an independent registered investment adviser that provides discretionary asset management and, when requested, financial planning to individuals, trusts, estates, charitable organizations and business entities. The firm reports approximately $124.7 million in discretionary assets across about 75 client relationships and does not participate in sponsored wrap-fee programs.
Portfolios are constructed based on clients’ goals, time horizons and risk tolerances gathered via interviews and questionnaires, with implementation informed by modern portfolio theory alongside quantitative and qualitative analysis. The firm uses a wide range of instruments — including mutual funds, ETFs, closed-end funds, structured notes, options and, in some accounts, margin — and conducts regular (typically quarterly) account reviews.
Distinctive features include explicit use of defensive option strategies and access to alternative or private securities that may require independent pricing, and its practice of reporting custody in limited cases where clients grant standing transfer authority (SLOA) in accordance with SEC guidance. The firm provides financial planning at no additional charge to asset-management clients, operates a negotiable asset‑based fee schedule, recommends a single major custodian while disclosing indirect benefits received, and does not vote proxies on clients’ behalf.
Client services
Expertise
Fee options
$0 - $2,000,000: 1.00% $2,000,001 - $7,000,000: 0.50% $7,000,001+: 0.25%
Main office
Sammamish WA
Advisors at this office
1
Most active in
Arizona · California · Michigan · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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