A complete list of active advisors currently associated with Nickelplate Financial LLC

Warmer can help you find a great advisor at Nickelplate Financial LLC or one who fits your needs even better.

Nickelplate Financial LLC provides discretionary portfolio management for individuals and high‑net‑worth clients and also serves employer retirement plans as a 3(21) adviser, offering plan‑level investment menu review and qualified default investment alternative (QDIA) recommendations. The firm operates as a single‑advisor RIA and manages about $17.1 million across roughly 54 client relationships. The firm documents client goals and risk tolerance in written Investment Policy Statements, applies modern portfolio theory, and implements long‑term asset allocation across mutual funds, ETFs, fixed income, and annuities, typically with discretionary trading authority. For its retirement plan work, Nickelplate prepares a Select List of investment options, conducts quarterly monitoring, and can recommend automatic line‑up changes through the recordkeeper while acknowledging ERISA 3(21) fiduciary responsibilities for those services. What distinguishes Nickelplate from many independent peers is the formal 3(21) plan‑adviser program and the ability to provide automatic execution support for plan line‑ups—an offering that only a minority of solo independent advisers provide. The brochure also discloses that the firm’s owner has an unrelated business interest and that the firm requires clients to use a particular introducing broker/custodian, facts that may be relevant to custody, execution practices, and potential conflicts of interest.

To learn more about the advisors currently working at Nickelplate Financial LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.