Niemann Investments LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary investment management primarily for individual clients, and also serves high‑net‑worth individuals, trusts and estates. It is a small, single‑advisor practice managing roughly $5.6 million across a limited number of client relationships.
Investment decisions are driven mainly by fundamental analysis of individual equities, including discounted cash‑flow valuation, and the firm generally takes a long‑term approach while monitoring portfolios on an ongoing basis. The firm also offers retirement‑account advice and may use short‑term trades, options, short selling and other trading strategies when deemed appropriate.
Distinctive features include the firm’s documented use of borrowing (margin) and derivatives in separately managed accounts, and the availability of performance‑based fee arrangements for eligible clients, which the firm discloses can result in different risk and portfolio construction profiles than standard asset‑based accounts. As a solo practitioner that recently transitioned to full‑time focus on the advisory business, the firm operates on an institutional custody platform and maintains written policies (Code of Ethics, trade allocation procedures) intended to address conflicts arising from these practices.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.25% Over $1,000,000+: 1.00%
25% of portfolio return in excess of benchmark for clients with $1,100,000+ under management, combined with reduced asset-based fees (0.75% for first $1 million; 0.50% over $1 million)
Main office
4224 W Park Hollow Ln
Riverton UT 84096
Advisors at this office
1
Most active in
Utah
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")