NIM Wealth Solutions logo

NIM Wealth Solutions

Updated today

Client assets under management

$116,755,871

Clients

139

53% high-net-worth

Advisors

4

of 6 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

35

Low

Average account size

$839,970

About

NIM Wealth Solutions is a registered investment adviser that serves individuals, families, trusts, foundations and institutions, offering discretionary portfolio management alongside financial consulting and planning. Like most team firms, it generally charges percentage-of-assets-under-management fees and allocates client assets among equities, ETFs, mutual funds, private investments and alternative strategies.

The firm implements investment plans on a discretionary basis, using asset-allocation frameworks, model managers and a platform provider to execute trades and rebalance accounts; it also uses the Pontera platform to manage held-away participant retirement accounts. Financial consulting and tax consulting are integrated into the advisory relationship—tax consulting and planning are provided through an affiliated entity, NIM Tax Solutions, Inc.—and stand-alone planning services are available under separate agreements.

What sets NIM apart from many peers is that it operates as a wrap-fee program sponsor for its advisory clients, so advisory, execution, custody and reporting are bundled into a single program, and the platform/provider and model managers receive a portion of fees. The firm also has affiliated insurance and tax-related businesses and maintains third-party relationships (including with Advisors Excel and other platform providers) that support product distribution, tax services and administrative functions.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

Retirement income strategy Income planning Annuities Tax-loss harvesting Concentrated stock management

Occupation focus

Executive Founder/Business Owner Retired

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Fee options

Fixed

Financial consulting and planning fees range from $20,000 to $100,000 for stand-alone services

Percentage

Up to 2.00% annually, billed monthly in arrears based on average daily balance

Project-based

Hourly rate stated in Financial Consulting Agreement for prorated fees upon termination of financial consulting services

Main office location

NIM Wealth Solutions

1731 Technology Dr., Ste 570

San Jose CA 95110, United States

Number of offices

1

Most active in

California

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Daniel R

Series 63, Series 65

San Jose, CA

NIM Wealth Solutions

Daniel Rhyasen is a financial advisor at NIM Wealth Solutions with 19 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Franklin Templeton Distributors, Inc., Franklin Distributors, LLC, Putnam Retail Management LP, and SuperScript. NIM Wealth Solutions is a registered investment adviser serving individuals, families, trusts, foundations, and institutions through discretionary portfolio management and financial consulting. The firm offers integrated financial and tax consulting services, operates a wrap-fee program combining advisory and execution services, and utilizes a variety of asset classes including equities, ETFs, mutual funds, private investments, and alternative strategies.

Retirement income strategy Income planning Annuities Tax-loss harvesting Concentrated stock management Executive Founder/Business Owner Retired
user avatar

Laura L

Series 65

San Jose, CA

NIM Wealth Solutions

Laura Lopez Macias is a financial advisor at NIM Wealth Solutions in San Jose, CA, holding a Series 65 license. She has experience at several firms including Hunter Tax Associates, the Internal Revenue Service, and EY LLP. NIM Wealth Solutions serves individuals, families, trusts, foundations, and institutions by providing discretionary portfolio management along with financial and tax consulting. The firm operates a wrap-fee program that combines advisory, execution, custody, and reporting services, and integrates affiliated insurance and tax businesses into its offerings.

Retirement income strategy Income planning Annuities Tax-loss harvesting Concentrated stock management Executive Founder/Business Owner Retired
user avatar

Gabriela M

Series 65

San Jose, CA

NIM Wealth Solutions

Gabriela Mechem is a financial advisor at NIM Wealth Solutions with a Series 65 designation and over eight years in the financial services industry. Her prior experience includes roles at Good Hope Group and Golden Gate Global. NIM Wealth Solutions serves individuals, families, trusts, foundations, and institutions by offering discretionary portfolio management alongside financial and tax consulting. The firm operates wrap-fee programs that integrate advisory, execution, custody, and reporting services, utilizing various investment vehicles and third-party platforms.

Retirement income strategy Income planning Annuities Tax-loss harvesting Concentrated stock management Executive Founder/Business Owner Retired
user avatar

Garrison H

Series 65

San Jose, CA

NIM Wealth Solutions

Garrison Hunter is a financial advisor with NIM Wealth Solutions in San Jose, CA. He holds a Series 65 credential and has experience in accounting and insurance, including managing tax preparation services through Fulcrum Accounting LLC. Prior to joining NIM, he worked at the Defense Contract Audit Agency and Baker Tilly. NIM Wealth Solutions serves individuals, families, trusts, foundations, and institutions with discretionary portfolio management, financial consulting, and planning. The firm offers a wrap-fee program that combines advisory, execution, custody, and reporting services, supported by affiliated insurance and tax businesses.

Retirement income strategy Income planning Annuities Tax-loss harvesting Concentrated stock management Executive Founder/Business Owner Retired
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