Westport, CT Office

Noble Capital Management, Inc. provides discretionary portfolio management and retirement planning advice primarily to individual and high‑net‑worth clients, delivering model portfolios and strategies that focus on ETFs and mutual funds. The firm reports managing approximately $10 million in client assets for about 22 clients and offers a sponsored wrap‑fee program that bundles management, transaction, custodial and administrative services.

The firm's investment process is model‑based and ETF‑centric, implementing a dynamic asset allocation that uses relative‑strength analysis and daily market risk and trend assessments to allocate among predefined plans (Income and Growth, Growth, Growth and Income, Aggressive Growth). Portfolios in the wrap program are managed on a discretionary basis according to those models, and clients generally cannot change the specific holdings within a model other than by imposing broad restrictions.

Noteworthy distinctions include an affiliation with an in‑house broker‑dealer and advisory personnel who also serve as registered representatives and licensed insurance agents, arrangements the firm discloses can create conflicts of interest (for example, selection of share classes that pay 12b‑1 fees and receipt of commissions). The brochure also discloses prior regulatory findings from a state examination (relating to ADV amendments, fee invoicing, financial reporting, net‑capital and registration matters) and resolved FINRA actions involving the affiliated broker‑dealer, which the firm identifies as material disclosure events and which are uncommon among peers.