Nollenberger McCullough Investment Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$69,952,530
Clients
67
Advisors
4
of 4 employees
About
Nollenberger McCullough Investment Advisors provides discretionary investment management to individuals, high‑net‑worth clients, trusts, estates, retirement plans, and business entities, and also offers limited investment consulting and fee‑only financial planning engagements. The firm generally requires a substantial account size (the brochure discloses a typical $1,000,000 minimum, waivable at the firm’s discretion) and charges fixed fees for standalone planning work.
The firm develops portfolio recommendations and Investment Policy Statements tailored to each client’s objectives, time horizon, risk tolerance, liquidity needs, and tax considerations, with IPS reviews at least annually or upon material change. Investment strategies are equity‑focused (including Blue‑Chip Value Growth & Income, Blue‑Chip Core, and Large & Mid Cap Aggressive Growth), and the firm employs fundamental, technical, cyclical, and charting analyses while using a mix of equities, ETFs, mutual funds, and fixed income as appropriate.
Compared with many peers, NollMac emphasizes higher‑net‑worth relationships and does not target lower‑net‑worth individual clients, and it uses independent third‑party performance measurement and reporting (Orion) to calculate, monitor, and present account performance — a practice the brochure indicates is used in preparing performance reporting. The firm also discloses operational features that may be relevant to prospective clients, such as its use of Pontera technology to facilitate management of eligible held‑away retirement accounts and its transition from federal to California state regulatory registration.
Client services
Expertise
Fee options
Fixed fees for financial planning services ranging from $2,000 to $5,000 (comprehensive), $750 to $2,000 (plan updates)
$0 - $2,500,000: 2.75% $2,500,001 - $4,000,000: 2.20% $4,000,001 - $10,000,000: 1.10% $10,000,001+: 0.825%
$400 per hour for limited-scope financial planning engagements
Account minimum: $1,000,000 Minimum fee: Minimum annual advisory fee of $5,000 Fee-only: Fixed fees for standalone financial planning, ranging from $2,000 to $5,000 for comprehensive plans; $400/hour for hourly financial planning; $750 to $2,000 for annual financial plan updates
Main office
220 Newport Center Drive, #11 375
Newport Beach CA 92660
Advisors at this office
4
Most active in
California · Texas
Also doing business as
Bw Nollenberger Investment Management, Inc. · Nollenberger Investment Management LLC · Nollenberger Mccullough · Nollenberger Mccullough Investment Advisors · Nollenberger Mccullough Investment Advisors LLC · Nollmac
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Peter P
Series 63, Series 65
Newport Beach, CA
Nollenberger McCullough Investment Advisors LLC
Peter Perez is a financial advisor at Nollenberger McCullough Investment Advisors LLC with 17 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Western International Securities, Inc. and Nollenberger Investment Management LLC. Nollenberger McCullough Investment Advisors provides discretionary investment management and fee-only financial planning primarily for high-net-worth individuals, trusts, estates, retirement plans, and business entities. The firm focuses on equity-based strategies and develops tailored Investment Policy Statements based on clients’ objectives, risk tolerance, and tax considerations.
Maryann H
Series 66
Newport Beach, CA
Nollenberger McCullough Investment Advisors LLC
Maryann Harrison is a financial advisor at Nollenberger McCullough Investment Advisors LLC with 14 years of industry experience. She holds a Series 66 designation and has worked at her current firm since 2020, following 12 years at McCullugh & Associates LLC. Nollenberger McCullough Investment Advisors provides discretionary investment management and fee-only financial planning primarily for high-net-worth individuals, trusts, estates, retirement plans, and business entities. The firm focuses on equity-based strategies tailored to clients’ objectives and employs independent third-party performance measurement in its reporting.
Blake N
Series 65
Newport Beach, CA
Nollenberger McCullough Investment Advisors LLC
Blake Nollenberger is a financial advisor at Nollenberger McCullough Investment Advisors LLC with one year of industry experience. He holds a Series 65 designation and previously worked at Beacon Hill Staffing and Insight Global. Nollenberger McCullough Investment Advisors provides discretionary investment management and fee-only financial planning to high-net-worth individuals, trusts, estates, retirement plans, and business entities. The firm offers equity-focused portfolio strategies tailored to clients’ objectives and employs independent performance measurement and reporting.
Bruce N
Series 63, Series 65
Newport Beach, CA
Nollenberger McCullough Investment Advisors LLC
Bruce Nollenberger is a financial advisor at Nollenberger McCullough Investment Advisors LLC with 49 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at Nollenberger Investment Management LLC since 2012 and Western International Securities, Inc. from 2012 to 2018. He also performs expert witness work for the securities industry. Nollenberger McCullough Investment Advisors provides discretionary investment management and financial planning services primarily to high-net-worth individuals, trusts, estates, retirement plans, and business entities. The firm emphasizes equity-focused investment strategies tailored to client objectives and employs independent third-party performance measurement.
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