Norman Kramer Investments, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Norman Kramer Investments, Inc. is a registered investment adviser that provides discretionary portfolio management and related advisory services, managing about $41.4 million in client assets across a limited client base. The firm works with individuals as well as pension and profit-sharing plans, trusts, estates, charitable organizations and corporations.
The firm develops client-specific investment policies through personal discussions and constructs portfolios using individual equities, ETFs, bonds, certificates of deposit and mutual funds, with allocations set according to stated objectives such as growth or income. Its investment toolkit includes long- and short-term purchases and, when appropriate for a client’s stated risk tolerance, may incorporate short sales, margin transactions and option-writing strategies for hedging or tactical purposes.
Noteworthy features include a relatively small roster of clients relative to assets under management, which the brochure describes as monitored continuously with quarterly reporting and account reviews. The firm does not vote client proxies (clients retain voting responsibility) and uses Charles Schwab’s institutional services program for custody and operational support, receiving trade desk and electronic reporting benefits.
Client services
Expertise
Fee options
1% annually
Account minimum: $200,000
Main office
37 Franklin Street
Westport CT 06880
Advisors at this office
1
Most active in
Connecticut · New York
Also doing business as
Kramer Investment Management, Inc. · Kramer Investments, Inc. · Norman Kramer Investments, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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