Leawood, KS State Line Rd. logo

Leawood, KS State Line Rd. Office

Team
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Normandy Investment Advisors logo

Normandy Investment Advisors

Team

Firm-wide stats for Normandy Investment Advisors

Total advisors

5

Across 3 offices

Clients per advisor

59 Typical

Avg AUM per client

$900,152 Typical

HNW client ratio

24% Low

About

Normandy Investment Advisors serves individuals, high‑net‑worth clients, pension and profit‑sharing plans, trusts, estates, and other entities, offering personalized wealth management, financial planning, and discretionary portfolio management. The firm also provides wealth management consulting and retirement‑plan consulting, including advice for accounts that remain held away from its recommended custodians.

Investment decisions are guided by a blended active/passive approach within an asset‑allocation framework based on Modern Portfolio Theory, with advisers setting target percentages and rebalancing as needed. In implementing portfolios Normandy uses equities, fixed income, mutual funds and ETFs and explicitly employs options strategies — including covered calls and cash‑secured puts — for income and hedging purposes.

Compared with many team firms, Normandy operates from multiple offices (eight), a structure that is uncommon for firms of this size, and it discloses arrangements to compensate external promoters or referrers and requires those promoters to provide written disclosure to prospective clients. The firm also offers held‑away retirement plan management via a third‑party platform and documents the use of options/derivative strategies within client accounts, features that distinguish its service mix from many peers.

Based on Normandy Investment Advisors

Expertise

Retirement income strategy Social Security optimization Income planning Active portfolio management Options & derivatives strategies

Based on Normandy Investment Advisors

Location

12728 State Line Rd.

Leawood KS 66209

Advisors at this office

3

Advisors at this office

user avatar

Brent C

Series 66

Leawood, KS

Normandy Investment Advisors

Brent Caswell is a Series 66-licensed financial advisor with 15 years of industry experience. He is currently with Normandy Investment Advisors, where he has worked since 2021, following six years at Commonwealth Financial Network. Caswell is also the owner of Caswell & Associates, a private entity involved in securities, advisory, and insurance business operations. Normandy Investment Advisors provides wealth management and portfolio management services to individuals, high-net-worth clients, trusts, estates, pension and profit-sharing plans, charitable organizations, and corporate entities. The firm employs a strategic blend of active and passive management within a Modern Portfolio Theory framework, offering diversified allocations across multiple asset classes and incorporating derivatives in separately managed accounts.

Retirement income strategy Social Security optimization Income planning Active portfolio management Options & derivatives strategies
user avatar

Jeffrey T

CFP®, Series 66

Leawood, KS

Normandy Investment Advisors

Jeffrey Tudas is a CFP® and holds a Series 66 license, with 26 years of experience in the financial industry. He is currently with Normandy Investment Advisors, where he has worked since 2021. Prior to this, he was associated with Commonwealth Financial Network for 15 years and Summit Wealth Advisors, LLC for 11 years. Normandy Investment Advisors serves individuals, high-net-worth clients, pension and profit-sharing plans, trusts, estates, and other entities by providing personalized wealth management, financial planning, and discretionary portfolio management. The firm employs a blended active/passive investment approach within an asset-allocation framework and utilizes equities, fixed income, mutual funds, ETFs, and options strategies including covered calls and cash-secured puts.

Retirement income strategy Social Security optimization Income planning Active portfolio management Options & derivatives strategies
user avatar

Ryan T

Series 65

Leawood, KS

Normandy Investment Advisors

Ryan Tudas is a financial advisor at Normandy Investment Advisors with a Series 65 designation and four years of industry experience. Prior to joining the firm, he served nine years in the U.S. Marine Corps. Normandy Investment Advisors serves individuals, high-net-worth clients, pension and profit-sharing plans, trusts, estates, and other entities, providing personalized wealth management, financial planning, and discretionary portfolio management using a blended active/passive approach within an asset-allocation framework. The firm employs equities, fixed income, mutual funds, ETFs, and options strategies for income and hedging, and operates from multiple offices with a distinctive approach to compensation disclosures and held-away retirement plan management.

Retirement income strategy Social Security optimization Income planning Active portfolio management Options & derivatives strategies
View complete list of advisors at this office
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