Norris Financial Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$326,406,520
Clients
362
Advisors
4
of 6 employees
About
Norris Financial Group, LLC provides investment advisory and financial planning services to individuals (including high‑net‑worth clients), as well as participant and employer retirement plans. The firm offers discretionary and non‑discretionary portfolio management, one‑off financial planning and hourly consulting, participant education, and access to a web‑based account aggregation tool.
The firm tailors advice around client risk tolerance and written investment policy statements, using risk modeling (via Ibbotson) and routine rebalancing to manage portfolios. For trading and execution it routes business through Osaic Wealth and Pershing, employing block (aggregated) trading and other execution practices when appropriate, and coordinates with clients’ other professionals as part of ongoing reviews.
What is distinctive is that Norris sponsors a bundled wrap fee platform (the Vision2020 Wealth Management Platform) through Osaic Wealth, an arrangement that is relatively uncommon among peers and is integrated with the firm’s advisory and retirement‑plan offerings. The firm operates with a small advisory team managing roughly $353 million in assets and its advisory representatives are dually registered with Osaic Wealth, permitting implementation on either a fee or commission basis—a practice the brochure discloses as a potential conflict of interest.
Client services
Expertise
Occupation focus
Fee options
Preparation of Investment Policy Statement minimum fee $350; Retirement Plan Consulting fixed fees from $1,000 to $100,000.
$50,000 - $74,999: 1.50% $75,000 - $99,999: 1.50% $100,000 - $249,999: 1.45% $250,000 - $499,999: 1.39% $500,000 - $749,999: 1.35% $750,000 - $1,249,999: 1.30% $1,250,000 - $1,999,999: 1.25% $2,000,000 - $4,999,999: 1.15% $5,000,000 - $24,999,999: 1.10% $25,000,000+: 1.00%
Advisory Representatives are registered representatives of Osaic Wealth, Inc. and may earn commissions on securities and insurance products; commissions vary and are not specified.
Consulting services at $200 per hour; Retirement Plan Consulting hourly fees $50-$300 per hour; Additional planner time billed up to $200 per hour.
Account minimum: $50,000 Fee-only: Initial and annual planning fees generally range between $1,200 and $2,000; Financial planning fees can be fixed or hourly; Consulting services at $200 per hour; Investment Policy Statement preparation minimum fee $350; Participant Retirement Plan Advice fees: $350 initial IPS fee plus report fees ranging from $100 to $500 per report with maximum annual fee $1,200; Retirement Plan Consulting fees: fixed fee $1,000-$100,000, hourly $50-$300, basis points 10-100 bps for $0-$20M assets, scaling down for higher assets
Main office
605 N. Main Street
Greenville SC 29601
Advisors at this office
4
Most active in
Colorado · Florida · Georgia · Louisiana · North Carolina · Ohio · South Carolina · Tennessee · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Harrison O
Series 63, Series 65
Greenville, SC
Norris Financial Group, LLC
Harrison O Brien is a financial advisor at Norris Financial Group, LLC with four years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Ameriprise and TD Bank in various capacities. Norris Financial Group provides investment advisory and financial planning services to individuals, including high-net-worth clients, as well as participant and employer retirement plans. The firm uses risk modeling and routine rebalancing to manage portfolios and offers a bundled wrap fee platform integrated with its advisory and retirement-plan services.
Altman N
Series 66
Greenville, SC
Norris Financial Group, LLC
Altman Norris is a financial advisor with Norris Financial Group, LLC in Greenville, SC, holding a Series 66 designation and bringing 21 years of industry experience. He has worked at OSAIC since 2005 and Norris Financial Group since 2004. Outside of advisory services, he operates as an insurance agent specializing in life and disability insurance. Norris Financial Group provides investment advisory and financial planning services to individuals, including high-net-worth clients, as well as participant and employer retirement plans. The firm customizes investment advice based on risk tolerance and written investment policies, uses risk modeling and routine rebalancing, and offers a distinctive bundled wrap fee platform integrated with advisory and retirement-plan services.
Terry N
CFP®, ChFC®, Series 63, Series 66
Greenville, SC
Norris Financial Group, LLC
Terry Norris is a CFP® and ChFC® with 42 years of experience in the financial services industry. He has been with Norris Financial Group, LLC since 2000 and also owns Terry L. Norris Financial Services, Inc. Outside of his advisory work, he has been involved in life insurance and fixed annuity sales since 1974. Norris Financial Group, LLC provides investment advisory and financial planning services to individuals, including high-net-worth clients, as well as retirement plans for participants and employers. The firm uses risk-based portfolio management and offers discretionary and non-discretionary services, operating a bundled wrap fee platform integrated with its advisory and retirement-plan offerings.
Calvin D
Series 66
Greenville, SC
Norris Financial Group, LLC
Calvin Davis is a financial advisor with Norris Financial Group, LLC in Greenville, SC, holding a Series 66 designation and 10 years of industry experience. He has worked at Norris Financial Group since 2017 and previously spent two years at Merrill and has been affiliated with Bank of America since 2015. Outside of advising, he is also an insurance agent at Norris Financial Group. Norris Financial Group is an independent registered investment adviser serving individuals, retirement plans, trusts, and businesses. The firm provides investment advisory services, financial planning, and retirement plan consulting, using a discretionary portfolio management approach through its Vision2020 Wealth Management Platform, which incorporates risk assessment and asset allocation tailored to client goals.
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