Norris Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$6,687,573
Clients
27
Advisors
1
of 1 employees
About
Norris Wealth Management advises sponsors and participants of qualified retirement plans (including profit sharing and 401(k) plans) and provides financial planning and investment advisory services to individuals and certain business entities. The firm accepts specified fiduciary roles for plan sponsors, offers pension consulting and participant education, and maintains client assets at independent custodians with accounts managed on a non-discretionary basis.
The firm documents goals and implementation in written investment policy statements and typically implements strategies through third‑party money managers and institutional mutual funds and ETFs, with periodic monitoring and quarterly reviews of designated investment alternatives using fi360 fiduciary scoring. Plan-level services include plan committee support, ongoing monitoring of plan investment options, employee education sessions and one‑on‑one enrollment assistance, and the advisor consults with clients prior to effecting trades.
Compared with many independent solo advisors, Norris’s regular work with corporate and pension/profit‑sharing plan clients and its formal pension‑consulting services are relatively uncommon for firms of this size. The firm operates on a fee‑only basis, does not accept commissions or 12b‑1 fees, and maintains internal standards that emphasize CFP® and AIF® credentials as part of its fiduciary practice.
Client services
Expertise
Occupation focus
Fee options
Financial planning flat fee of $1,850 for up to 15 hours; additional planning time billed at $165 per hour
Less than $1,000,000 - $1,000,000: 0.65% annually (0.1625% quarterly) $1,000,000 - $4,000,000: 0.50% annually (0.125% quarterly) $4,000,000+: 0.45% annually (0.1125% quarterly)
$165 - $195 per hour for consulting services
Account minimum: No minimum for profit sharing 401(k) plans and other qualified retirement plans; minimum annual fee of $1,250 for advisory services to employer sponsored qualified retirement plans; minimum initial investment amount for participation in third-party money manager programs varies by each third-party manager and is not controlled by NWM. Minimum fee: Minimum annual fee of $1,250 for advisory services to employer sponsored qualified retirement plans Fee-only: Fee-only investment advisory and financial planning; no commissions or finder's fees accepted
Main office
Phoenix AZ
Advisors at this office
1
Most active in
Arizona · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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