North County Financial Planning, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides investment management and comprehensive financial planning to individuals, including high‑net‑worth clients, through ongoing and project‑based engagements. It also offers educational seminars and speaking engagements and provides a premarital financial coaching service that is delivered separately from its investment‑advisory work.
The adviser operates on a fee‑only model and does not rely on percentage‑of‑assets billing, instead developing personalized investment policies and asset‑allocation targets that may combine passive and active strategies and techniques such as fundamental, technical, and cyclical analysis. It can manage accounts on a discretionary or non‑discretionary basis, accommodates reasonable client‑imposed restrictions, and may refer portions of portfolios to outside managers when appropriate.
Noteworthy aspects include the firm’s emphasis on public education and behavioral coaching—services that are uncommon among independent peers—and the formal premarital financial coaching offering as a non‑advisory program. The firm is newly formed with no reported assets under management to date, and its principal combines prior trading experience, graduate business training, and CFP certification.
Client services
Expertise
Demographic focus
Fee options
Project-Based Financial Planning fixed fees range from $0 to $10,000; Educational Seminars fees range from $0 to $400 per participant.
Hourly fee for Project-Based Financial Planning is $300/hour.
Minimum fee: Investment Management service fee up to $10,000 annually, paid quarterly in arrears. Fee-only: Ongoing Comprehensive Financial Planning fees range from $0 to $10,000 quarterly in arrears. Project-Based Financial Planning hourly fee $300/hour and fixed fees range from $0 to $10,000.
Main office
Carlsbad CA
Advisors at this office
1
Most active in
California · Illinois · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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