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About
North Haven Financial LLC serves individual and high‑net‑worth clients and provides advisory services to employer retirement-plan sponsors, focusing its practice on comprehensive financial planning and investment management with an emphasis on retirement income planning. Services include ongoing planning with implementation support as well as fixed‑term roadmaps and limited targeted (sometimes pro bono) planning engagements.
The two‑advisor firm manages portfolios on a discretionary basis (about $36.4 million as of January 2026) and also advises on additional client assets outside its AUM calculation. Its investment approach emphasizes passive portfolio construction using index funds and ETFs combined with fundamental analysis when appropriate, and the firm may use third‑party outside managers; it generally requires custody through Charles Schwab or Altruist for accounts it manages.
Distinctive features include a small, concentrated client base (roughly 33 clients) that supports a higher‑touch, tailored advisory relationship compared with larger peers. The advisory team holds CFP certification plus specialized retirement‑income and tax planning credentials, operates on a fee‑only basis, and offers services designed around ongoing retainer relationships rather than transactional advice.
Client services
Expertise
Fee options
Fixed fee Retirement Assessment Package $3,000 to $5,000
Ongoing annual financial planning fees paid monthly or quarterly in arrears, typically $4,000 to $20,000 annually; Employee Retirement Plan Services fees $2,500 to $5,000 annually paid quarterly in advance, sometimes a percentage of plan assets up to 0.50%
Minimum fee: Engagement fee from $3,000 to $6,000, minimum annual fee of $6,000 for Investment Management service Fee-only: Comprehensive Financial Planning fees range from $4,000 to $20,000 annually depending on service; Fixed-Fee Retirement Assessment Package $3,000 to $5,000
Main office
See officeSuffield CT
Advisors at this office
1
Most active in
Connecticut · Maine · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Devon R
Verified by Warmer
Book time directly with this advisor
CFP®, TPCP®
Freeport, ME
North Haven Financial LLC
Retirement Planning is what we do best. We develop custom strategies for retirement income planning, investment management, and tax planning opportunities to support your retirement. We started North Haven Financial because we see a great need to help people in achieve financial security so they can live a life that supports their values and their goals in retirement. If you are approaching retirement or have recently retired, we want to simplify the important decisions you need to make so you can feel confident in a plan that focuses on the priorities and values that are most important to you. We do not sell products or make commissions. We offer retirement planning, tax planning, and investment management, with a focus on retirement income. - Tax Planning - Health Insurance Planning (Medicare, ACA) - Social Security Claiming Strategies - Proactive Aging & Long-Term Care Planning - Estate Planning - Withdrawal Strategies / Pension Payout Options - Guaranteed Income Strategies - Charitable Giving Take a look at our services page for more details on how we can help you.
Mike R
Verified by Warmer
Book time directly with this advisor
CFP®, RICP®
Suffield, CT
North Haven Financial LLC
Retirement Planning is all we do. We specialize in developing custom income solutions and tax strategies for your retirement. We started North Haven Financial because we see a great need to assist people in achieving financial security so they can live their best lives with peace of mind. If you are approaching retirement or have recently retired, the need for a clear financial plan has never been greater. We want to help you achieve confidence and financial security in a way that supports a fulfilling, meaningful life. We do not sell products or make commissions. We offer retirement planning, tax planning, and investment management, focusing on retirement income. - Tax Planning - Health Insurance Planning (Medicare, ACA) - Social Security Claiming Strategies - Proactive Aging & Long-Term Care Planning - Estate Planning - Withdrawal Strategies / Pension Payout Options - Guaranteed Income Strategies - Charitable Giving Check out our services page for more details on how we can help you achieve your retirement aspirations.
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