Chicago, IL Office

North South Capital serves individual and high‑net‑worth clients as well as corporations, pension and profit‑sharing plans, charitable organizations, estates and trusts. The firm provides discretionary and non‑discretionary portfolio management, retirement plan advisory services (including the ability to act as a 3(21) non‑discretionary adviser or a 3(38) discretionary investment manager), financial planning, occasional securities advice, and insurance product recommendations.

Portfolios are constructed around core mutual funds and asset‑class allocations tailored to each client’s goals, time horizon and risk tolerance, with model ranges described from conservative to aggressive. The firm applies multiple analysis methods (charting, cyclical, fundamental and technical), monitors accounts on an ongoing basis and formally reviews them no less frequently than annually, with custody through a qualified custodian and fees typically billed by direct debit.

What is distinctive about North South Capital compared with many team advisers is its dual registration and business mix: it is a FINRA‑registered broker‑dealer and municipal securities dealer and reports that broker‑dealer activity constitutes the majority of its business and more than half of its revenues. That integration of brokerage, advisory and insurance activities creates potential conflicts of interest (commissions, 12b‑1 and insurance compensation), which the firm discloses and says it manages through supervisory oversight, written policies and client disclosures.