Northeast Capital Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$103,181,648
Clients
84
Advisors
1
of 1 employees
About
Northeast Capital Management provides discretionary investment management to individuals, high-net-worth clients, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporate entities. The firm develops client-specific investment policies through personal discussions and implements portfolios intended to meet each client’s stated objectives.
The firm employs both fundamental and technical analysis and may use a range of strategies including long- and short-term holdings, trading, short sales, margin transactions, and option writing, with account supervision guided by client objectives. All client assets are managed on a discretionary basis with ongoing account reviews and custody through independent custodians (the brochure notes use of Charles Schwab Institutional and related custodial services).
Notably, the brochure identifies pension and profit-sharing plans among the firm’s client types, a client segment that is less common for independent advisers of this category. With roughly $105 million in discretionary assets across 84 client accounts, the firm documents formal policies for proxy voting, trading practices, and a written code of ethics in its disclosure brochure.
Client services
Expertise
Fee options
1% annually, billed quarterly at 0.25% per quarter
Account minimum: $750,000 Minimum fee: $7,500 minimum annual fee
Main office
2020 Ponce Deleon Blvd, Suite 1205B
Coral Gables FL 33134, United States
Most active in
Florida · Massachusetts · Rhode Island
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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