Boston, MA High Street Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Northeast Investment Management Inc
Multi-team
Firm-wide stats for Northeast Investment Management Inc
About
Northeast Investment Management, Inc. advises individuals, families, trustees, executors, family offices, charitable institutions and small businesses, managing approximately $3.27 billion across roughly 1,626 client relationships. The firm provides discretionary and non‑discretionary portfolio management and may serve as a personal trustee, with certain estate‑related services included in the investment counsel relationship.
Investment ideas are generated through internal research and third‑party sources, reviewed by an investment committee, and implemented by individual portfolio managers who typically exercise discretionary authority (about 98.9% of accounts). Portfolios are tailored to client objectives and risk tolerances, with an emphasis on diversification and ongoing monitoring; trades are executed through relationships with multiple custodians and overseen by a broker commission committee.
NIM does not offer standalone comprehensive financial planning, a distinction relative to many multi‑team peers; instead it provides estate‑planning and trustee services within its counsel arrangements and charges separate fees for tax preparation, estate settlement and bill paying. The firm also maintains a generally high account minimum (typically $3 million, subject to exceptions), operates with a relatively large AUM for a compact advisory team, and participates in an RBC wrap‑fee program for certain client accounts.
Based on Northeast Investment Management Inc
Location
100 High Street, Suite 1000
Boston MA 02110-2301
Advisors at this office
2
Advisors at this office
Nancy M
CFP®, Series 63
Boston, MA
Northeast Investment Management Inc
Nancy Mulligan is a CFP® with 17 years of industry experience, currently serving at Northeast Investment Management, Inc. in Boston, MA. She has been with the Northeast group and its affiliated entities since 1999, holding roles across investment management and growth fund operations. Northeast Investment Management, Inc. provides discretionary and non-discretionary advisory services to individuals, families, trustees, family offices, charitable institutions, and small businesses, emphasizing diversification, client-specific constraints, and formal trading oversight. The firm combines high account minimums with a range of estate and administrative services and manages approximately $2.94 billion with a small advisory team.
John F
CFA®, Series 63
Boston, MA
Northeast Investment Management Inc
John Francini Jr. is a CFA® charterholder with 17 years of industry experience, currently serving as an advisor at Northeast Investment Management, Inc. in Boston, where he has worked since 2003. He holds a Series 63 license and is part of a nine-advisor team at the firm. Northeast Investment Management, Inc. provides discretionary and non-discretionary investment advisory services to high-net-worth individuals, families, trustees, family offices, charitable institutions, and small businesses. The firm combines investment management with estate-planning and trust-related services, emphasizing diversification, client-specific constraints, and formal trading oversight.
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