Northlake Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Northlake Capital Management, LLC is an independent registered investment adviser that provides discretionary management of U.S.-listed equities, ADRs, and taxable and tax-exempt bonds for individuals, trusts, estates, individual retirement accounts and charitable organizations. The firm operates as a small advisory practice managing roughly $75 million for about 50 clients and does not offer standalone financial planning services.
The firm combines fundamental and technical analysis and employs a mix of long-term holdings, short-term trades, active trading and option-writing, with portfolios tailored to clients’ stated objectives and risk parameters; accounts are generally managed on a discretionary basis. Northlake regularly publishes research commentary online, offers trade-signal products that reflect its investment strategies, and may use flat periodic fees for smaller or low-activity accounts.
Distinctive features include an explicit acceptance of charitable organization clients, a client type that is relatively uncommon among similar independent firms, and operational practices that prioritize accounts custodied at a single institutional provider and allow block trading only for those custodied accounts. The firm’s managing member is a CFA charterholder and the brochure discloses personal trading policies, a written Code of Ethics, formal trade-error procedures and a seasonal non-profit role, all documented for prospective clients.
Client services
Expertise
Fee options
$15-$1,500 per quarter for smaller accounts, typically less than $250,000, depending on account size and expected activity
$0 - $5,000,000: up to 1% $5,000,000+: lower negotiated fee
Main office
Bayfield WI
Advisors at this office
1
Most active in
Illinois · Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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