Northpeak Financial, Inc.

NorthPeak Financial advises individuals (including high‑net‑worth clients), trusts, estates, charitable organizations and business entities, and provides portfolio management, modular financial planning, and pension consulting services. The firm operates with a small advisory team and reported managing approximately $66.8 million in client assets across its client base.

The firm primarily manages accounts on a discretionary basis and emphasizes continuous supervision and periodic rebalancing, using a mix of analytical methods (fundamental, technical, charting, cyclical) and strategic asset allocation to construct portfolios aligned with client objectives. It offers both one‑time and ongoing financial planning in modular form and provides pension consulting services to employee benefit plans, including marketplace searches, service provider analysis and plan benchmarking.

Notably, the brochure discloses work with corporate pension and profit‑sharing plans and other employee benefit plan engagements that can involve pooled investment vehicle structures, a client type less common among similar small advisers. The firm’s representatives also act as licensed insurance agents and may offer insurance products for separate compensation, a relationship the firm discloses and manages through its Code of Ethics.