NorthPointe Financial Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides fee‑only financial planning, investment management, and educational seminars and speaking engagements to individual clients, including high‑net‑worth individuals. It operates with two advisors and a very small client base (five clients) as a recently formed registered investment adviser.
The firm develops individualized investment policies and asset allocation targets and employs a mix of passive and active strategies, using fundamental, technical, and mutual fund/ETF analysis. It implements portfolios directly or via third‑party managers and custodial platforms (including Betterment, Altruist, and Schwab) and conducts periodic account reviews.
What is distinctive is the inclusion of public and organizational educational seminars as a formal service offering, which is uncommon among peers. The practice is also notable for its small scale and recent start‑up status — it reported $0 in assets under management as of December 31, 2024 — and for offering both project‑based and ongoing planning engagements while principals maintain separate outside business activities.
Client services
Expertise
Fee options
Ongoing Financial Planning fees range from $165 to $300 per month or $495 to $900 per quarter; Project-Based Financial Planning fees range from $500 to $2,500; Educational Seminars fees range from $0 to $2,000 per seminar
$0 - $100,000: 1.00% $100,001 - $500,000: 0.85% $500,001 - $1,000,000: 0.80% $1,000,000+: 0.75%
Minimum fee: Initial fee for Ongoing Financial Planning up to $600, negotiable; fixed fees for Project-Based Financial Planning range from $500 to $2,500 Fee-only: Fee-only firm; compensation only from clients for services; no commissions or sales charges accepted
Main office
Milton MA
Advisors at this office
2
Most active in
Illinois · Massachusetts · Texas
Also doing business as
Northpointe Financial Advisors LLC · Northpointe Financial Advisors Limited Liability Company
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Tammy K
Series 65
Milton, MA
NorthPointe Financial Advisors LLC
Tammy Kaiser is a financial advisor at NorthPointe Financial Advisors LLC with three years of industry experience. She holds a Series 65 designation and previously worked at Lurie Davis Wealth Management and St Xavier University. Outside of her advisory role, she is a partner in Hometown Rental Solutions LLC. NorthPointe Financial Advisors LLC is a fee-only firm serving individual clients, including high-net-worth individuals, with financial planning, investment management, and educational seminars. The firm employs both passive and active strategies and offers project-based and ongoing planning engagements.
Traci J
Series 63, Series 65, Series 66
Milton, MA
NorthPointe Financial Advisors LLC
Traci Johnson is a financial advisor at NorthPointe Financial Advisors LLC with four years of industry experience. She holds Series 63, Series 65, and Series 66 licenses and has worked previously at Lurie Davis Wealth Management. Outside of her advisory role, she is a partner in Hometown Rental Solutions LLC, a rental property business. NorthPointe Financial Advisors LLC provides fee-only financial planning, investment management, and educational seminars to individual clients, including high-net-worth individuals. The firm uses a combination of passive and active investment strategies and offers both project-based and ongoing planning services.
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