Northpointe Investment Advisory, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
NorthPointe Investment Advisory, LLC provides discretionary and non‑discretionary asset management and financial consulting to individuals (including high‑net‑worth clients), trusts, and small businesses, with particular emphasis on retirement planning and education‑funding projections. The firm manages portfolios across mutual funds, ETFs, stocks, bonds and other securities and does not impose a formal account minimum.
Investment decisions combine fundamental and technical analysis and are implemented through strategic asset allocation, periodic rebalancing, and trading as needed; the firm may use long‑term and short‑term positions as well as margin, short sales and option strategies. Accounts are reviewed on a regular schedule (quarterly, semi‑annual or as agreed), and the adviser works with clients and their tax professionals on portfolio monitoring and goal tracking.
Compared with many solo independent advisers, the firm’s principal maintains an ongoing affiliation with the insurance industry as a licensed insurance agent and continues to receive compensation from insurance products sold prior to the firm’s formation, though the firm states it will not sell new insurance products to advisory clients. The firm also typically custodians assets through Schwab Advisor Services and arranges fee debits via the custodian, a practice that can create custody‑reporting considerations that differ from some peers.
Client services
Expertise
Fee options
$0 - $500,000: 0.75% annually $500,001 - $1,000,000: 0.65% annually $1,000,001+: 0.55% annually
Fee-only: Annual asset-based fees charged quarterly in arrears; no minimum quarterly fee; fees may be negotiable.
Main office
1101 Broad St., Box 5, Ste. 10
St. Joseph MI 49085
Advisors at this office
1
Most active in
Michigan
Also doing business as
Northpointe Investment Advisory, LLC · Northpointe Investments LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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