A complete list of active advisors currently associated with Northrock Investments, Pllc

Warmer can help you find a great advisor at Northrock Investments, Pllc or one who fits your needs even better.

Northrock Investments, PLLC is a state‑registered investment adviser that provides portfolio management and financial planning to individual and high‑net‑worth clients. Services described in the brochure include discretionary and non‑discretionary managed accounts, written investment strategies and recommendations across cash, equities, mutual funds, bonds and annuities, and the firm states it does not impose a minimum account size. The firm says it tailors advice to each client’s objectives, time horizon and risk tolerance and may employ asset allocation, dollar‑cost averaging, technical analysis and both long‑ and short‑term purchases as appropriate. Accounts are typically custodied through a national broker‑dealer platform recommended by the firm and are reviewed at least quarterly; clients may impose written investment restrictions. A distinctive feature disclosed in the brochure is that the firm’s principal is also a licensed insurance agent and may offer commissionable insurance products, an activity the firm notes can consume up to 30% of the principal’s time and which creates a potential conflict of interest that is disclosed to clients. The brochure also highlights that some third‑party service providers used by the firm incorporate artificial intelligence or machine learning and that the firm conducts periodic due diligence to address related data accuracy and security risks, a point not commonly emphasized by peer independent advisers.

To learn more about the advisors currently working at Northrock Investments, Pllc, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.