NorthStar Portfolio Investments, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
NorthStar Portfolio Investments provides investment management and financial planning to individuals, high‑net‑worth clients, trusts and estates. The firm manages both discretionary and non‑discretionary accounts and offers services that include retirement and post‑retirement planning, legacy creation, and tax‑efficiency advice.
The firm combines fundamental analysis with modern portfolio theory to construct model portfolios ranging from conservative to speculative and seeks to align allocations with client‑selected benchmarks and risk tolerance. It conducts regular monitoring and rebalancing with quarterly reviews, executes trades through recommended custodians, and supplements its investment work with third‑party technology to aggregate and manage held‑away retirement accounts.
Distinctive features include a small advisory team managing roughly $64 million in assets across about 70 client relationships and a meaningful portion of non‑discretionary/held‑away assets. The firm also offers fee‑based planning alternatives (including fixed‑price project reviews and hourly engagements), uses a third‑party platform to facilitate management of employer‑sponsored/held‑away accounts, and does not participate in wrap fee programs or charge performance‑based fees.
Client services
Expertise
Fee options
$745 flat fee for Quick Start/Second Opinion service
$0 - $1,000,000: 1.25% annually $1,000,000+: 0.95% annually
$250 per hour for financial planning (negotiable)
Fee-only: $250 per hour for financial planning (negotiable); $745 flat fee for Quick Start/Second Opinion service
Main office
80, Fourth Street
Stamford CT 06905
Advisors at this office
2
Most active in
Connecticut · Massachusetts · New Jersey · New York
Also doing business as
Northstar Portfolio Investment, LLC · Northstar Portfolio Investments, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Kavita R
Series 65
Stamford, CT
NorthStar Portfolio Investments, LLC
Kavita Rathi is a financial advisor at NorthStar Portfolio Investments, LLC with one year of industry experience. She holds a Series 65 designation and previously focused on full-time parenting for over a decade before joining NorthStar. Outside of advisory work, she is a partner in Miraansh Aditia LLC, an investor and consultant in a UPS franchise store. NorthStar Portfolio Investments provides investment management and financial planning services to individuals, high-net-worth clients, trusts, and estates. The firm employs fundamental analysis and Modern Portfolio Theory to develop custom portfolios and offers both discretionary and non-discretionary management, with a focus on higher asset-per-client relationships supported by technology for held-away account management.
Vikram K
Series 65
Stamford, CT
NorthStar Portfolio Investments, LLC
Vikram Kaul is a Series 65-licensed financial advisor with 11 years of industry experience. He has been a managing member of NorthStar Portfolio Investments, LLC since 2012 and has worked at the firm since 2014. NorthStar Portfolio Investments provides investment management and financial planning services to individuals, high-net-worth clients, trusts, and estates. The firm uses fundamental analysis and Modern Portfolio Theory to construct portfolios and offers both discretionary and non-discretionary management, with a focus on higher asset-per-client relationships supported by technology for held-away account management.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")