Northwater Capital
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
NorthWater Capital provides investment management mainly to pooled investment vehicles and institutional-style clients, acting as the investment manager for private funds where investors are limited partners. The firm also offers discretionary portfolio management for those pooled vehicles and provides financial planning and project-based investment consulting on an hourly basis to certain clients.
The firm’s investment approach centers on a tactical allocation strategy supported by proprietary algorithmic, machine learning, and AI models that generate trade and sizing recommendations across short-, medium-, and long-term horizons; those model outputs are reviewed and applied by the firm’s investment representative. Strategies include frequent tactical rebalancing and may employ derivatives, short positions, margin, cryptocurrencies, and other actively traded instruments to implement the models’ probabilistic recommendations.
Distinctive features include its small, newly formed, single-advisor organization with no assets under management at the time of the brochure and the combination of asset-based management for pooled funds with project-based hourly consulting services—an arrangement that is uncommon for firms in this category. The firm also plans to serve as both investment manager and a related General Partner for its pooled vehicles, a dual role the brochure identifies as creating potential conflicts of interest that the firm says it will disclose to prospective investors.
Client services
Expertise
Fee options
Up to 2.0% annually, payable monthly in arrears, negotiable
$200 per hour for Financial Planning or Investment Consulting services
Account minimum: $1 million (may accept lower at sole discretion)
Main office
254 Commercial Street, Suite 245
Portland ME 04101
Advisors at this office
1
Most active in
Maine
Also doing business as
Northwater Capital · Northwater Capital LLC
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Fund sponsor
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Accountant / CPA / tax prep
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Lawyer
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Real estate agent
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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