Northwood Investment Partners, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary investment management to separate accounts for both individual and institutional clients, including family offices, pension and foundation-type investors. Its brochure states the firm manages roughly $18.4 million across a small number of client accounts and requires a negotiated investment management agreement for each relationship.
The firm employs a concentrated value and event-driven approach, seeking undervalued securities and opportunities arising from bankruptcies, M&A arbitrage, and divestitures. Portfolios are managed under a single, consistent trading strategy across clients using common and preferred equity, options, and warrants, with target concentration levels intended to produce 20–30 positions.
Notably, the firm discloses and uses performance-based fee arrangements for qualifying clients and documents a high-water mark in its agreements, and it makes performance information available in its disclosures—practices that are uncommon among solo independent advisers. The principal also has an external affiliation with a boutique real estate investment entity, and the firm describes procedures for pro rata allocation when investment capacity is limited.
Client services
Expertise
Fee options
2% annualized (0.5% quarterly)
Up to 20% of net profits, subject to high-water mark, payable annually
Account minimum: $100,000 Fee-only: Advisory fee negotiated in client’s investment management agreement
Main office
Portola Valley CA
Advisors at this office
1
Most active in
California · Louisiana
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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