Norton Capital Management, Inc.

Norton Capital Management provides fee-based asset management to individuals — including high‑net‑worth clients — as well as trustees, pensions, and other institutional entities, delivering continuous discretionary and non‑discretionary portfolio management. The firm typically recommends Pershing Advisor Solutions for custody and offers limited financial planning as part of its onboarding and investment‑policy development.

The firm’s investment approach emphasizes fundamental analysis and long‑term positioning, with a bias toward higher‑quality, growth‑oriented equities and investment‑grade fixed income, supported by proprietary databases and third‑party research. NCM adheres to the CFA Institute Code of Ethics and integrates multiple information sources when selecting individual securities, while employing pooled vehicles and cash equivalents only on a limited basis.

A noteworthy feature is NCM’s affiliation with and ownership by another SEC‑registered adviser, Redmond Asset Management, LLC, following an October 2024 acquisition; the affiliate relationship extends to portfolio management responsibilities and corporate oversight. The firm also maintains formal relationships with institutional providers (Pershing, JPMorgan, Davenport) and uses soft‑dollar research arrangements (historically through Jones Trading), which situates it closer to institutional trading, custody, and research resources than is typical for advisers of similar size.