NPA Asset Management, LLC logo

NPA Asset Management, LLC

Updated today

Client AUM

$835,765,622

Clients

2,293

Advisors

32

across 2 offices

About

NPA Asset Management, LLC is an SEC‑registered adviser that serves individuals (including high‑net‑worth clients), corporations, pension and charitable accounts through a network of 51 advisors and roughly 2,293 client relationships, managing about $1.065 billion in assets. The firm offers multiple managed‑account programs (Advisor Managed, MA Direct, MA Custom AdvisorFlex), third‑party asset manager referrals, and access to mutual funds, ETFs, individual securities and insurance products.

Advisory services are delivered via the Advisor’s Edge platform, where advisors help match clients to discretionary model portfolios, sub‑advisors (including Lockwood), or non‑discretionary recommendations and provide periodic performance reporting and account monitoring. Clients commonly custody assets at Pershing and may choose discretionary or non‑discretionary authority; the brochure reports roughly $543.96 million managed discretionarily and about $520.82 million managed on a non‑discretionary basis.

Distinctive aspects include the firm’s sizeable non‑discretionary AUM relative to many large peers and its ongoing broker‑dealer affiliation (Nationwide Planning Associates, Inc.), which the brochure discloses brings execution, clearing and revenue‑sharing arrangements that can create conflicts of interest. The firm also discloses a 2022 SEC settlement addressing past principal trading and suitability oversight issues and notes subsequent changes to its policies and program disclosures, which prospective clients may consider when evaluating the adviser.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers Tactical asset allocation

Expertise

Wealth management Active portfolio management Tax-loss harvesting College savings (529s, UTMA, etc.)

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Fee options

Percentage

Negotiable up to 3.00% annually maximum, typically tiered or flat based on advisor discretion

Commissions

Commission-based compensation may apply when Advisors act in broker-dealer or insurance agent capacities selling securities or insurance products; commissions vary by product.

Other

Account minimum: $50,000 Fee-only: Annual Account Management Fee up to 3% maximum, negotiable; payable quarterly in advance; may include Sub-Advisor fees within 3% max; one-time Portfolio Development Fee up to 1% (negotiable) for Advisor Managed Account Program.

Main office

See office

32 16 Broadway 2nd Floor

Fair Lawn NJ 07410

Advisors at this office

31

Most active in

California · Connecticut · Florida · Georgia · Illinois · Kansas · New Jersey · New York · North Carolina · Pennsylvania · Puerto Rico · Rhode Island · Tennessee · Texas · Virginia

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Frank A

ChFC®, Series 63, Series 65

Fair Lawn, NJ

NPA Asset Management, LLC

Frank Ammirato is a financial advisor with NPA Asset Management, LLC, holding the ChFC® designation and Series 63 and 65 licenses. He has 37 years of industry experience, including over two decades at NPA Asset Management and Nationwide Planning Associates. Outside of his advisory work, Ammirato provides FAA financial consulting and tax preparation services for a limited part of the year. NPA Asset Management, LLC is an SEC-registered investment adviser serving individual and high-net-worth investors, corporations, pension and profit-sharing plans, and charitable organizations. The firm offers managed-account programs combining advisor-led planning with model portfolio implementation, often utilizing third-party sub-advisors while maintaining supervisory oversight.

Wealth management Active portfolio management Tax-loss harvesting College savings (529s, UTMA, etc.)
user avatar

Kevin M

Series 63, Series 65

Fair Lawn, NJ

NPA Asset Management, LLC

Kevin Morse is a financial advisor at NPA Asset Management, LLC with 20 years of industry experience. He holds Series 63 and Series 65 designations and has worked at firms including Merrill and Morgan Stanley. Outside of his advisory work, he serves as a firefighter with the Morristown Fire Department. NPA Asset Management, LLC serves individuals, corporations, pension, and charitable accounts through a network of 51 advisors, managing over $1 billion in assets. The firm offers a variety of managed-account programs and third-party asset manager referrals, delivering advisory services via the Advisor’s Edge platform.

Wealth management Active portfolio management Tax-loss harvesting College savings (529s, UTMA, etc.)
user avatar

Jonathan D

Series 63, Series 66

Fair Lawn, NJ

NPA Asset Management, LLC

Jonathan Dreskin is a financial advisor with NPA Asset Management, LLC, holding Series 63 and Series 66 licenses and bringing 27 years of industry experience. He has been with NPA Asset Management and Nationwide Planning Associates, Inc. since 2011. Outside of his advisory role, he is involved with a family limited partnership and works as an independent insurance agent through various agencies. NPA Asset Management, LLC is an SEC-registered investment adviser that provides managed-account programs through its Advisor’s Edge platform, serving individual and high-net-worth investors, corporations, pension and profit-sharing plans, and charitable organizations. The firm combines advisor-led planning with model portfolio implementation, often delegating trading to approved sub-advisors while maintaining supervisory oversight.

Wealth management Active portfolio management Tax-loss harvesting College savings (529s, UTMA, etc.)
user avatar

Libertad R

Series 63, Series 66

Fair Lawn, NJ

NPA Asset Management, LLC

Libertad Rosenkranz is a financial advisor with NPA Asset Management, LLC, holding Series 63 and Series 66 credentials and 32 years of industry experience. She has worked at Nationwide Planning Associates, Inc. since 2010 and previously spent three years at Cetera Wealth Services, LLC. Rosenkranz has served as president of the PWN Account Association Tri-State and as auditor of the Kindoreno USA Association. NPA Asset Management, LLC is an SEC-registered adviser serving individuals, corporations, pension, and charitable accounts through a network of 51 advisors managing approximately $1.065 billion in assets. The firm offers multiple managed-account programs, third-party asset manager referrals, and access to mutual funds, ETFs, individual securities, and insurance products.

Wealth management Active portfolio management Tax-loss harvesting College savings (529s, UTMA, etc.)
user avatar

Miguel M

CFP®, Series 66

Roanoke, VA

NPA Asset Management, LLC

Miguel Morales Corujo is a CFP® professional with six years of industry experience, currently with NPA Asset Management, LLC. His prior roles include positions at Nationwide Planning Associates, Wells Fargo Bank, Mass Mutual Investors Services, and law-related work at Martinez Leiseca PSC and Garcia Selva y Ramirez Lugo Law Office. Outside of advising, he is vice president of Blue Eyes Boutique LLC, an online boutique and thrift store based in Roanoke, VA. NPA Asset Management, LLC is an SEC-registered investment adviser serving individual and high-net-worth investors, corporations, pension and profit-sharing plans, and charitable organizations. The firm offers managed-account programs combining advisor-led planning with model portfolio implementation, managing approximately $1.01 billion in client assets as of year-end 2024.

Wealth management Active portfolio management Tax-loss harvesting College savings (529s, UTMA, etc.)
user avatar

Gregory H

Series 63, Series 65

Fair Lawn, NJ

NPA Asset Management, LLC

Gregory Horne is a financial advisor with NPA Asset Management, LLC, holding Series 63 and Series 65 licenses and bringing 15 years of industry experience. He has worked at MML Investor Services and Mass Mutual Life Insurance Company since 2011. Outside of his advisory role, he is involved in insurance sales, including life, disability, and health insurance, and serves as Managing Director of Business Development at 401 K Retirement Partners, LLC. NPA Asset Management, LLC is an SEC-registered investment adviser offering managed-account programs through its Advisor’s Edge platform. The firm serves individual and high-net-worth investors, corporations, pension plans, and charities, combining advisor-led planning with model portfolio implementation and oversight of sub-advisors.

Wealth management Active portfolio management Tax-loss harvesting College savings (529s, UTMA, etc.)
user avatar

John C

Series 63, Series 66

Fair Lawn, NJ

NPA Asset Management, LLC

John Costa is a financial advisor with NPA Asset Management, LLC, holding Series 63 and Series 66 credentials and bringing 32 years of industry experience. He has worked at NPA Asset Management and Nationwide Planning Associates since 2008 and has been self-employed since 1994. Costa also provides estate planning services through an online platform that offers initial client guidance and data entry. NPA Asset Management, LLC serves individuals, corporations, pension, and charitable accounts through a network of 51 advisors and manages approximately $1.065 billion in assets. The firm offers various managed-account programs, third-party asset manager referrals, and access to mutual funds, ETFs, individual securities, and insurance products.

Wealth management Active portfolio management Tax-loss harvesting College savings (529s, UTMA, etc.)
user avatar

Andrew A

Series 63, Series 65

Fair Lawn, NJ

NPA Asset Management, LLC

Andrew Arons is a financial advisor with NPA Asset Management, LLC, holding Series 63 and Series 65 credentials and 33 years of industry experience. He has worked at NPA Asset Management and Nationwide Planning Associates since 2010 and previously spent six years with Investment Advisors Asset Management, LLC. Outside of his advisory role, he serves as an independent insurance agent through various agencies. NPA Asset Management, LLC is an SEC-registered adviser serving individuals, including high-net-worth clients, corporations, pension, and charitable accounts. The firm manages approximately $1.065 billion in assets across about 2,293 client relationships and offers multiple managed-account programs, third-party asset manager referrals, and access to mutual funds, ETFs, individual securities, and insurance products.

Wealth management Active portfolio management Tax-loss harvesting College savings (529s, UTMA, etc.)
user avatar

James C

Series 66

Fair Lawn, NJ

NPA Asset Management, LLC

James Colleary is a financial advisor with NPA Asset Management, LLC, holding a Series 66 designation and 15 years of industry experience. He has been associated with Nationwide Planning Associates, Inc. since 2010. NPA Asset Management, LLC is an SEC-registered investment adviser that offers managed-account programs including Advisor Managed accounts, MA Direct third-party sub-advisor programs, and MA Custom AdvisorFlex model portfolios. The firm serves individual and high-net-worth investors, corporations, pension and profit-sharing plans, and charitable organizations, combining advisor-led planning with model portfolio implementation.

Wealth management Active portfolio management Tax-loss harvesting College savings (529s, UTMA, etc.)
user avatar

Kenneth S

Series 63, Series 66

Fair Lawn, NJ

NPA Asset Management, LLC

Kenneth Schnoll is a financial advisor at NPA Asset Management, LLC with 38 years of industry experience. He holds Series 63 and 66 licenses and has worked with firms including Nationwide Planning Associates, Cetera Advisor Networks, and Summit Financial Group. Outside of his advisory role, he is involved in buying and selling collectibles as a personal interest. NPA Asset Management, LLC is an SEC-registered adviser serving individuals, corporations, pension, and charitable accounts through a network of 51 advisors. The firm manages approximately $1.065 billion in assets and offers multiple managed-account programs, third-party asset manager referrals, and access to a variety of investment products.

Wealth management Active portfolio management Tax-loss harvesting College savings (529s, UTMA, etc.)
user avatar

Gabriella M

Series 63, Series 66

Fair Lawn, NJ

NPA Asset Management, LLC

Gabriella Milley is a financial advisor with NPA Asset Management, LLC, holding the Series 63 and Series 66 credentials and bringing 20 years of industry experience. She has been with Nationwide Planning Associates, Inc. since 2016. Outside of her advisory work, she teaches financial planning classes to adults at Princeton Adult School and is involved in manufacturing and selling wearable art made from natural materials through a family-related business. NPA Asset Management, LLC serves individuals, corporations, pension, and charitable accounts through a network of 51 advisors, managing approximately $1.065 billion in assets. The firm offers multiple managed-account programs and third-party asset manager referrals, providing services via its Advisor’s Edge platform that include discretionary and non-discretionary portfolio management and performance monitoring.

Wealth management Active portfolio management Tax-loss harvesting College savings (529s, UTMA, etc.)
user avatar

Daniel M

Series 63, Series 65

Fair Lawn, NJ

NPA Asset Management, LLC

Daniel Mazurek Jr. is a financial advisor with NPA Asset Management, LLC, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. He has been with NPA Asset Management since 2008 and also maintains long-standing roles with Highland Wealth Management, Corridor Financial LLC, and Nationwide Planning Associates Inc. Additionally, he is an independent insurance agent through various agencies. NPA Asset Management, LLC is an SEC-registered investment adviser that offers managed-account programs including Advisor Managed accounts and third-party sub-advisor solutions. The firm serves individual and high-net-worth investors, corporations, pension plans, and charitable organizations, combining advisor-led planning with model portfolio implementation and managing over $1 billion in client assets.

Wealth management Active portfolio management Tax-loss harvesting College savings (529s, UTMA, etc.)
user avatar

Wilfred G

Series 63, Series 65

Fair Lawn, NJ

NPA Asset Management, LLC

Wilfred Guzman Jr. is a financial advisor with NPA Asset Management, LLC, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. He has been with NPA Asset Management and its affiliated firms since 2010. In addition to his advisory role, he operates as an independent insurance agent through various agencies. NPA Asset Management, LLC serves individuals, including high-net-worth clients, corporations, pension, and charitable accounts through a network of 51 advisors managing approximately $1.065 billion in assets. The firm offers multiple managed-account programs, third-party asset manager referrals, and access to a broad range of investment products.

Wealth management Active portfolio management Tax-loss harvesting College savings (529s, UTMA, etc.)
user avatar

Michael S

CFP®, Series 63, Series 65

Fair Lawn, NJ

NPA Asset Management, LLC

Michael Strafford is a CFP® with 34 years of industry experience, currently serving at NPA Asset Management, LLC since 2004. He is also a CPA and has been involved in tax return preparation and life insurance services through Zenith Marketing since 1991. Strafford holds Series 63 and Series 65 licenses and maintains dual registration with NPA Asset Management and Nationwide Planning Associates, Inc. NPA Asset Management, LLC is an SEC-registered adviser offering managed-account programs through its Advisor’s Edge platform, serving individual and high-net-worth investors, corporations, pension and profit-sharing plans, and charitable organizations. The firm combines advisor-led planning with model portfolio implementation, often utilizing approved sub-advisors for trading while retaining supervisory oversight.

Wealth management Active portfolio management Tax-loss harvesting College savings (529s, UTMA, etc.)
user avatar

Robert B

Series 63, Series 66

Fair Lawn, NJ

NPA Asset Management, LLC

Robert Barker is a financial advisor with NPA Asset Management, LLC, holding Series 63 and Series 66 credentials and bringing 32 years of industry experience. He has been with NPA Asset Management since 2004 and has also worked with Nationwide Planning Associates Inc. since 1993. Outside of his advisory role, Barker is involved in mortgage sales as a loan officer with GFI Mortgage. NPA Asset Management, LLC is an SEC-registered investment adviser offering managed-account programs through its Advisor’s Edge platform. The firm serves individual and high-net-worth investors, corporations, pension and profit-sharing plans, and charitable organizations, combining advisor-led planning with model portfolio implementation and oversight of sub-advisors.

Wealth management Active portfolio management Tax-loss harvesting College savings (529s, UTMA, etc.)
View complete list of advisors at this firm
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