Nuna Investments
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
The firm provides discretionary investment management primarily to pooled and institutional clients, including pension and profit‑sharing plans, charitable organizations, and corporate entities, while also accepting trusts, estates and high‑net‑worth separately managed accounts. It additionally offers financial planning and consultation services on an hourly or fixed‑project basis.
Its investment approach is bottom‑up fundamental analysis with an owner‑minded focus on identifying significantly undervalued common stocks and maintaining a margin of safety; portfolios are typically constructed with a concentrated set of holdings (generally 10–100 securities) and may hold cash when attractive opportunities are limited. The firm emphasizes long holding horizons, conservative valuation estimates, position sizing, and periodic rebalancing rather than short‑term market timing.
Notable distinctions include that the firm is newly established with no assets under management and a sole principal, and it combines traditional asset‑based management with optional performance‑based arrangements that include hurdle and high‑water‑mark mechanics. It also uses hourly and fixed‑project billing for financial planning—an uncommon fee practice for firms that primarily manage pooled or institutional assets—and the principal maintains full‑time non‑investment employment, with research and portfolio work conducted outside those work hours.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Wealth management
Fee options
Financial planning fixed project-based fee ranging from $500 to $5,000 per project
$0 - $1,500,000: 1.60% annually $1,500,001 - $3,000,000: 1.40% annually $3,000,001+: 1.20% annually
Financial planning services hourly rate $150-$300 per hour
25% of net profits above 6% annual hurdle rate, charged quarterly, for qualified clients
Account minimum: $250,000 Fee-only: Annual asset-based management fee up to 1.60%, negotiable; financial planning hourly fee $150-$300 per hour; fixed project fees $500-$5,000
Main office location
Nuna Investments
Rancho Cordova CA, United States
Number of offices
1
Most active in
Nuna Investments has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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