O'Brien Asset Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides comprehensive financial planning and investment management to individuals and families, including high-net-worth clients. Services include retirement planning, insurance needs analysis, estate planning, investment recommendations, ongoing portfolio monitoring, and annual reviews.
Its investment approach emphasizes long-term, diversified portfolios using no-load mutual funds and exchange-traded funds, low-turnover funds to limit tax consequences, and an individualized Investment Policy Statement that guides asset allocation and rebalancing. The firm does not rely on market timing and discusses any recommended portfolio changes with clients before implementation.
What is distinctive is that a large majority of assets are managed on a non-discretionary basis—clients pre-approve portfolio changes (approximately 80% non-discretionary versus 20% discretionary)—and the firm has begun to incorporate third-party managers that may exercise discretion for some accounts. The firm also leverages a custodial model marketplace and automated platform tools (including automatic rebalancing and ongoing tax-loss harvesting) to implement and monitor strategies while leaving proxy voting to clients.
Client services
Expertise
Fee options
$0 - $499,999: 1% $500,000 - $999,999: 0.75% $1,000,000+: 0.50%
$200 per hour, billed in half-hour increments
Main office
Eliot ME
Advisors at this office
1
Most active in
Maine
Also doing business as
O'brien Asset Management · O'brien Asset Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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