O'Brien Asset Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$34,295,137
Clients
42
26% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
42
HighAverage account size
$816,551
About
The firm provides comprehensive financial planning and investment management to individuals and families, including high-net-worth clients. Services include retirement planning, insurance needs analysis, estate planning, investment recommendations, ongoing portfolio monitoring, and annual reviews.
Its investment approach emphasizes long-term, diversified portfolios using no-load mutual funds and exchange-traded funds, low-turnover funds to limit tax consequences, and an individualized Investment Policy Statement that guides asset allocation and rebalancing. The firm does not rely on market timing and discusses any recommended portfolio changes with clients before implementation.
What is distinctive is that a large majority of assets are managed on a non-discretionary basis—clients pre-approve portfolio changes (approximately 80% non-discretionary versus 20% discretionary)—and the firm has begun to incorporate third-party managers that may exercise discretion for some accounts. The firm also leverages a custodial model marketplace and automated platform tools (including automatic rebalancing and ongoing tax-loss harvesting) to implement and monitor strategies while leaving proxy voting to clients.
Client services
Financial planning
Portfolio management
Expertise
Life insurance needs analysis
Long-term care insurance
Disability insurance
General retirement planning
General estate planning guidance
Fee options
$0 - $499,999: 1% $500,000 - $999,999: 0.75% $1,000,000+: 0.50%
$200 per hour, billed in half-hour increments
Main office location
O'Brien Asset Management
Eliot ME, United States
Number of offices
1
Most active in
O'Brien Asset Management has reported serving >5 clients in these states in the last 12 months.
Maine
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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