O'Brien Capital Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
O'Brien Capital Advisors provides asset management to individual and high-net-worth clients, offering discretionary and non-discretionary portfolio management across stocks, bonds, mutual funds and ETFs with ongoing custodial supervision. The firm reported approximately $20.16 million in assets under management and delivers continuous oversight of client accounts guided by individualized Investment Policy Statements.
The firm’s investment approach blends technical charting analysis with a long-term investment strategy and implements client-specific recommendations while allowing reasonable client-imposed restrictions. It may aggregate orders for execution, makes use of soft-dollar research and services provided by its custodian, and does not charge performance-based fees.
Compared with many peers, the firm operates with a small two-advisor team whose managing members maintain substantial external accounting and tax businesses that occupy significant hours and may affect internal capacity. The firm requires custody through an approved broker-dealer custodian (Trade PMR) and does not produce separate advisory account reports, so clients are expected to rely on custodian statements for regular account information.
Client services
Expertise
Fee options
$0 - $5,000,000: 1.0% $5,000,001+: 0.5%
$100 per hour on a case-by-case basis
Main office
18 E Lee Ave.
Sapulpa OK 74066
Advisors at this office
2
Most active in
Oklahoma
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Jacob O
Series 65
Sapulpa, OK
O'Brien Capital Advisors, LLC
Jacob O'Brien is a financial advisor at O'Brien Capital Advisors, LLC in Sapulpa, Oklahoma, with nine years of industry experience. He holds a Series 65 designation and has worked at O'Brien Capital Advisors since 2016. In addition to his advisory role, he operates O'Brien Tax Service LLC and serves as a board member of the Kiwanis Club of Sapulpa. O'Brien Capital Advisors is a small registered investment adviser serving individual and high-net-worth clients with portfolio and asset management across stocks, bonds, mutual funds, and ETFs. The firm employs a long-term investment approach combined with technical charting and customizes recommendations based on client-specific Investment Policy Statements.
Carl O
Series 65
Sapulpa, OK
O'Brien Capital Advisors, LLC
Carl O'Brien is a financial advisor at O'Brien Capital Advisors, LLC with nine years of industry experience. He holds a Series 65 designation and has operated his own accounting and tax practice since 1989. Outside of his advisory and accounting work, he serves as a trustee on the Board of the Employees' Retirement System of Tulsa County and is a board member of the Sertoma Club of Sapulpa. O'Brien Capital Advisors is a small registered investment adviser serving individual and high-net-worth clients with portfolio and asset management services. The firm employs a long-term investment approach combined with technical charting and customizes recommendations through client-specific Investment Policy Statements.
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