Okeefe & Associates, P.C.

The firm provides non‑discretionary investment management and financial consulting to individuals, certain high‑net‑worth clients, and pension and profit‑sharing plans. It is a small, independent adviser managing about $64.7 million for roughly 42 clients and also offers accounting, tax advice and income‑tax preparation services through its principal.

The firm’s investment approach follows Modern Portfolio Theory with customized, diversified portfolios of equities, fixed income, mutual funds and ETFs and an emphasis on low‑cost index funds and total‑return/risk management. Client portfolios are managed on a non‑discretionary basis after in‑person or telephonic fact‑finding, use Morningstar research and are reviewed periodically (typically quarterly).

What is distinctive is that the firm’s principal is a licensed Certified Public Accountant who provides accounting and tax services and is qualified to represent clients before the IRS, an arrangement the brochure notes can consume more than 10% of the principal’s time and income; clients are under no obligation to use those services. It is also uncommon among peers that essentially all reported assets are managed on a non‑discretionary basis, and the firm operates as a solo practitioner that does not take custody of client assets.