Oak Grove Management LLC

Oak Grove Management LLC is an independent, single-advisor firm that provides discretionary portfolio management and ongoing investment supervisory services primarily for high‑net‑worth individuals and certain institutional clients such as endowments and pension funds. The firm prepares an Investment Policy Statement for each client and handles asset selection, allocation, and regular portfolio monitoring rather than participating in wrap fee programs or outsourcing portfolio management.

The adviser employs a mix of analytical methods — including charting, fundamental, technical and cyclical analysis — and implements both long‑ and short‑term strategies; it may use short sales, margin and options trading when appropriate. Accounts are managed on a discretionary basis, reviewed monthly by the firm’s sole advisory professional, and client portfolios are monitored against their documented risk tolerances and objectives.

A distinctive aspect of the firm is its use of performance‑based fees for qualified clients, a practice that is uncommon among independent advisers and is applied only to eligible clients in accordance with applicable rules (including limitations noted for California clients). The firm manages a small number of accounts with comparatively high assets per client, does not delegate management to third‑party managers, and has recently begun accepting proxy‑voting authority — all features that set its operating model apart from many peers.