Oak & Reed Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Oak & Reed Capital Management serves individuals (including high-net-worth clients), trusts, pension and profit-sharing plans, and small businesses. The firm provides comprehensive portfolio management, asset management, financial planning and pension-consulting services and manages roughly $19 million in client assets on both discretionary and non‑discretionary bases.
Investment decisions are driven primarily by fundamental analysis and are supplemented by technical, charting and macro/cyclical considerations, with portfolios reviewed at least quarterly. Depending on client needs, strategies range from long-term holdings to shorter-term trading and may include ETFs, mutual funds, individual securities, options, short sales, margin transactions and private investments.
A distinguishing feature is the firm’s work with employer-sponsored retirement plans—providing pension consulting to plan sponsors and acknowledging a fiduciary role under Section 3(21) of ERISA—which places it among the smaller group of peers that manage pooled-plan assets. As a two-advisor, small practice, the firm combines these plan services with active trading capabilities and an affiliated life and health insurance practice, a combination that can raise specific conflict-of-interest considerations for clients.
Client services
Expertise
Fee options
Financial planning and consulting fees generally range from $500 to $10,000
Commissions received from insurance sales by the principal as an independent insurance agent
Minimum fee: Minimum fee of $500 for written financial plans
Main office
See office122 Ashland Place, Apt 16 J
Brooklyn NY 11201
Advisors at this office
1
Offices (2)
Most active in
New York · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Ravi M
Series 63, Series 66
Brooklyn, NY
Oak & Reed Capital Management, LLC
Ravi Malhotra is a financial advisor at Oak & Reed Capital Management, LLC with 21 years of industry experience. He holds the Series 63 and Series 66 designations and previously worked at Merrill for six years. Oak & Reed Capital Management serves individuals, trusts, pension and profit-sharing plans, and small businesses with comprehensive portfolio and asset management, financial planning, and pension consulting services. The firm emphasizes fundamental analysis supplemented by technical and macro/cyclical factors and is notable for its work with employer-sponsored retirement plans under ERISA.
Joshua Y
Series 66
Brooklyn, NY
Oak & Reed Capital Management, LLC
Joshua Young is a financial advisor at Oak & Reed Capital Management, LLC, holding a Series 66 designation with nine years of industry experience. He has been associated with Merrill Lynch since 2007 and is involved in talent management and fashion consulting through Brooklyn Boyz Production. Oak & Reed Capital Management serves individuals, trusts, pension and profit-sharing plans, and small businesses, offering portfolio management and financial planning services. The firm’s investment approach combines fundamental analysis with technical and macroeconomic factors, and it provides pension consulting with a fiduciary role under ERISA.
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