Oak Tree Securities, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Oak Tree Securities, Inc. provides estate and financial advisory services to individuals and couples, salaried executives, small business owners and retirees, and also offers services for pension and profit‑sharing plans, trusts and estates. Services described in the brochure include portfolio analysis, retirement projections, tax and estate planning, education funding, brokerage investment advice and portfolio management.
The firm’s investment approach emphasizes diversified allocations combining less-volatile fixed income with growth and inflation‑hedged equity exposures, selecting mutual funds for consistent historical performance and holding individual stocks with a buy‑and‑hold orientation. Accounts are managed on a non‑discretionary basis—transactions are executed only with client consent—and the firm provides ongoing reviews and periodic performance reporting without applying market timing.
Oak Tree Securities operates both as a registered investment adviser and a FINRA‑registered broker‑dealer, clearing brokerage transactions through Wedbush, and its representatives may receive commissions and insurance compensation; it also maintains a grandfathered affiliation with another registered investment adviser, features that are uncommon among similar supported firms. The advisory business is notable for being primarily non‑discretionary and focused on non‑high‑net‑worth individual clients rather than a high‑net‑worth clientele, a client and operational mix that differs from many peers.
Client services
Expertise
Occupation focus
Fee options
$0 - $250,000: 1.50% $250,001 - $500,000: 1.25% $500,001 - $1,500,000: 1.00% $1,500,001 - $2,500,000: 0.75% $2,500,001+: 0.65%
Representatives earn commissions as registered representatives; commissions from sale of insurance products and non-advisory securities brokerage transactions.
SEC Form ADV Part 1 reports hourly charges, but specific hourly rates not stated in brochure.
Main office
See office4049 1st Street, Suite 129
Livermore CA 94551-4949
Advisors at this office
1
Offices (2)
Most active in
California · Hawaii
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Lance Q
Series 66, Series 65, Series 63
Brentwood, CA
Oak Tree Securities, Inc.
Lance Quesada is a financial advisor at Oak Tree Securities, Inc. with five years of industry experience. He holds Series 63, Series 65, and Series 66 licenses. Oak Tree Securities, Inc. provides estate and financial advisory services to individuals, couples, executives, small business owners, retirees, and fiduciary accounts. The firm employs a diversified investment approach combining fixed income and equity exposures, managing accounts on a non-discretionary basis with ongoing reviews and performance reporting.
Daniel Q
Series 63
Brentwood, CA
Oak Tree Securities, Inc.
Daniel Quesada is a financial advisor with Oak Tree Securities, Inc. in Brentwood, CA, holding a Series 63 designation and 49 years of industry experience. He has been with Oak Tree Securities since 1986. Outside of his advisory role, he is involved in life insurance sales through Lakeview Financial on a commission basis. Oak Tree Securities provides estate and financial advisory services to individuals, couples, executives, small business owners, retirees, and fiduciary entities, focusing on diversified investment allocations managed on a non-discretionary basis without market timing.
David G
Series 63
Livermore, CA
Oak Tree Securities, Inc.
David Godinez is a financial advisor with Oak Tree Securities, Inc. in Livermore, CA, holding a Series 63 designation and bringing 34 years of industry experience. He has been with Oak Tree Securities since 2007 and concurrently serves as Vice President of QCS Financial Services. Outside of finance, he is the owner-operator of Ominous Burgers, a food sales business. Oak Tree Securities provides estate and financial advisory services to individuals, couples, executives, small business owners, and retirees. The firm emphasizes diversified portfolios with a non-discretionary approach, combining fixed income and equity investments, and serves primarily non-high-net-worth clients.
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