OakGrowth Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$15,501,995
Clients
50
Advisors
1
of 1 employees
About
OakGrowth Wealth Management LLC provides investment management and both ongoing and project‑based financial planning to individuals, high‑net‑worth clients, and corporate or business clients. The brochure describes continuous portfolio advice, development of client‑specific investment policy statements, and delivery of written financial plans in electronic or printed form.
The firm primarily constructs passive, asset‑class‑based portfolios using index mutual funds and ETFs while also employing fundamental, technical, charting, and cyclical analysis in its investment work. OGWM’s brochure reports $16,891,850 in non‑discretionary assets under management and no discretionary AUM, so the adviser requires client authorization before implementing trades.
Notable differences from many peers include the firm’s reported service to pooled investment vehicles and to corporate/business clients, client types that are uncommon for similar independent advisers. The brochure also discloses that nearly all assets are managed non‑discretionarily, the firm’s principal holds a CFP® designation and maintains a life and health license (though the firm does not sell insurance), and trades are implemented on an individual rather than aggregated block basis.
Client services
Expertise
Fee options
Project-Based Financial Planning: Fixed fees ranging from $1,000 to $3,000
$0 - $500,000: 2.50% $500,001 - $750,000: 2.30% $750,001 - $1,000,000: 1.75% $1,000,001+: 1.25%
Account minimum: $25,000 Minimum fee: Minimum annual fee of $2,500 for Investment Management Services Fee-only: Ongoing Comprehensive Financial Planning: $1,000 upfront plus $2,000 per quarter (quarterly, in arrears)
Main office
301 N. Lake Ave, Suite 600
Pasadena CA 91101
Advisors at this office
1
Most active in
California
Also doing business as
Fair Oaks Wealth Management LLC · Oakgrowth Wealth Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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