OakLeaf Asset Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
OakLeaf Asset Advisors provides personalized financial planning and investment management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations and small businesses. Services range from comprehensive financial plans and hourly consulting to ongoing portfolio management and implementation support.
The firm emphasizes strategic asset allocation as the primary driver of portfolio outcomes, using research and software to design asset-class mixes that account for correlation coefficients and global diversification. Portfolios are individually designed rather than model-based, are invested primarily in no-load mutual funds and ETFs through discount brokers, follow a buy-and-hold framework with regular rebalancing, and the adviser may exercise limited discretionary authority for rebalancing while clients retain final approval.
Noteworthy features include operating on a strict fee-only basis with no product commissions or referral compensation, participation in a Schwab institutional service program for custody and institutional access without receiving referral payments, and documented business-continuity and information-security procedures including a business continuation agreement for loss of key personnel. The firm reports managing roughly $22 million for about 57 clients, does not impose a stated account minimum, and leaves proxy voting to clients who receive materials directly.
Client services
Expertise
Fee options
$0 - $500,000: 1% $500,000 - $2,000,000: 0.75% $2,000,000+: 0.5%
$150 per hour for financial planning and consulting services
Fee-only: Financial planning at $150 per hour
Main office
Paso Robles CA
Advisors at this office
1
Most active in
California
Also doing business as
Hickman, James, Brian · Oakleaf Asset Advisors
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)