Oakton Financial, LLC
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About
Oakton Financial serves individuals, high‑net‑worth households, and small businesses with comprehensive financial planning and discretionary investment management. Services described in the brochure include cash‑flow and debt analysis, retirement and distribution planning, education and tax planning, risk management, estate and charitable giving strategies, employee benefits review, and business consultation.
The firm follows a strategic asset allocation framework grounded in Modern Portfolio Theory and a belief in market efficiency, favoring diversified, low‑cost, tax‑efficient mutual funds and periodic rebalancing while avoiding market timing. It emphasizes use of institutional‑level funds when available—specifically attempting to incorporate Dimensional Fund Advisors institutional funds—and will incorporate legacy holdings where appropriate.
A distinctive operational feature is that the firm does not charge a percentage‑of‑assets advisory fee, instead operating under non‑asset‑based recurring advisory arrangements, which is uncommon among independent peers. The firm manages roughly $20.4 million in discretionary assets for a small client roster, does not accept commissions or performance‑based fees, and does not vote proxies or produce its own performance reports, which may affect certain administrative and reporting practices for clients.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
N/A - N/A: N/A
Minimum fee: Financial plan fee: $2,500 Fee-only: Annual fees for ongoing financial planning and portfolio management: Accumulators (10+ years from retirement): $8,000 annually ($2,000 per quarter). Retirees and Pre-Retirees (less than 10 years from retirement or retired): $12,000 annually ($3,000 per quarter). Fees increase by 2% annually.
Main office
11710 Plaza America Drive, Suite 2000
Reston VA 20190
Advisors at this office
1
Most active in
Virginia
Also doing business as
Oakton Financial · Oakton Financial, LLC
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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